0001127602-19-009062.txt : 20190228 0001127602-19-009062.hdr.sgml : 20190228 20190228211738 ACCESSION NUMBER: 0001127602-19-009062 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190227 FILED AS OF DATE: 20190228 DATE AS OF CHANGE: 20190228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoppe Mark A CENTRAL INDEX KEY: 0001425985 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36599 FILM NUMBER: 19646449 MAIL ADDRESS: STREET 1: 2500 CRABTREE LANE CITY: NORTHBROOK STATE: IL ZIP: 60062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MB FINANCIAL INC /MD CENTRAL INDEX KEY: 0001139812 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 364460265 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 WEST MADISON STREET CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 888-422-6562 MAIL ADDRESS: STREET 1: 6111 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC /MD DATE OF NAME CHANGE: 20011115 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC/IL DATE OF NAME CHANGE: 20011113 FORMER COMPANY: FORMER CONFORMED NAME: MB MIDCITY INC DATE OF NAME CHANGE: 20010502 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-27 0001139812 MB FINANCIAL INC /MD MBFI 0001425985 Hoppe Mark A C/O MB FINANCIAL, INC. 6111 NORTH RIVER ROAD ROSEMONT IL 60018 1 1 CEO & President of Subsidiary Common Stock 2019-02-27 4 M 0 15218 45.58 A 153717 D Common Stock 2019-02-27 4 F 0 6803 45.58 D 146914 D Common Stock 8998 I By Deferred Comp Plan Common Stock 48927 I By IRA Common Stock 93677 I With Spouse Performance Share Units 0 2019-02-27 4 M 0 15218 0 D Common Stock 15218 0 D Stock Option (Right to Buy) 31.26 2016-02-25 2025-02-25 Common Stock 11207 11207 D Stock Option (Right to Buy) 30.33 2017-02-24 2026-02-24 Common Stock 11852 11852 D Restricted Stock Units 0 Common Stock 2700 2700 D Stock Option (Right to Buy) 45.67 Common Stock 9539 9539 D Performance Share Units 0 Common Stock 9963 9963 D Restricted Stock Units 0 Common Stock 3984 3984 D Stock Option (Right to Buy) 41.01 Common Stock 3735 3735 D Performance Share Units 0 Common Stock 4389 4389 D Restricted Stock Units 0 Common Stock 2633 2633 D Transaction represents the settlement of performance share units ("PSUs"). These PSUs represented the right to receive a number of shares of the issuer's common stock, ranging from 25% to 175% of a target number of 13,501 shares (which was the number of PSUs previously reported as having been awarded to the reporting person) depending on the level of achievement relative to a specified performance goal (total shareholder return relative to a comparison group) during the performance period. Based on the actual level of achievement during the performance period, the reporting person vested in 15,218 PSUs, representing 112.72% of the target number of PSUs, for which the reporting person became entitled to 15,218 shares of the issuer's common stock. Transaction represents withholding of shares to satisfy tax withholding obligation in connection with the vesting and settlement of PSUs as described in Footnote 1. Shares held jointly by Mr. Hoppe and his spouse. Performance based vesting Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest on February 24, 2020. Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest in one-half annual increments beginning February 22, 2020. Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest in one-third annual increments beginning February 28, 2020. /s/ Doria L. Koros, attorney-in-fact for Mark A. Hoppe 2019-02-28