0001127602-19-009040.txt : 20190228 0001127602-19-009040.hdr.sgml : 20190228 20190228194154 ACCESSION NUMBER: 0001127602-19-009040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190227 FILED AS OF DATE: 20190228 DATE AS OF CHANGE: 20190228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOUMAN ROSE MARIE CENTRAL INDEX KEY: 0001243656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36599 FILM NUMBER: 19646156 MAIL ADDRESS: STREET 1: C/O OAK BROOK BANK STREET 2: 1400 SIXTEENTH ST CITY: OAK BROOK STATE: IL ZIP: 60523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MB FINANCIAL INC /MD CENTRAL INDEX KEY: 0001139812 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 364460265 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 WEST MADISON STREET CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 888-422-6562 MAIL ADDRESS: STREET 1: 6111 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC /MD DATE OF NAME CHANGE: 20011115 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC/IL DATE OF NAME CHANGE: 20011113 FORMER COMPANY: FORMER CONFORMED NAME: MB MIDCITY INC DATE OF NAME CHANGE: 20010502 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-02-27 0001139812 MB FINANCIAL INC /MD MBFI 0001243656 BOUMAN ROSE MARIE C/O MB FINANCIAL, INC. 6111 NORTH RIVER ROAD ROSEMONT IL 60018 1 Exec Officer of Subsidiary Common Stock 2019-02-27 4 M 0 4655 45.58 A 94405 D Common Stock 2019-02-27 4 F 0 2059 45.58 D 92346 D Performance Share Units 0 2019-02-27 4 M 0 4655 0 D Common Stock 4655 0 D Stock Option (Right to Buy) 20.40 2013-08-29 2022-08-29 Common Stock 4976 4976 D Stock Option (Right to Buy) 27.09 2014-08-28 2023-08-28 Common Stock 3974 3974 D Stock Option (Right to Buy) 29.80 2015-02-26 2024-02-26 Common Stock 3925 3925 D Stock Option (Right to Buy) 31.26 2016-02-25 2025-02-25 Common Stock 2937 2937 D Stock Option (Right to Buy) 30.33 2017-02-24 2026-02-24 Common Stock 3625 3625 D Restricted Stock Units 0 Common Stock 826 826 D Stock Option (Right to Buy) 45.67 Common Stock 2969 2969 D Performance Share Units 0 Common Stock 3101 3101 D Restricted Stock Units 0 Common Stock 1240 1240 D Stock Option (Right to Buy) 41.01 Common Stock 3237 3237 D Performance Share Units 0 Common Stock 3804 3804 D Restricted Stock Units 0 Common Stock 542 542 D Restricted Stock Units 0 Common Stock 2282 2282 D Transaction represents the settlement of performance share units ("PSUs"). These PSUs represented the right to receive a number of shares of the issuer's common stock, ranging from 25% to 175% of a target number of 4130 shares (which was the number of PSUs previously reported as having been awarded to the reporting person) depending on the level of achievement relative to a specified performance goal (total shareholder return relative to a comparison group) during the performance period. Based on the actual level of achievement during the performance period, the reporting person vested in 4,655 PSUs, representing 112.72% of the target number of PSUs, for which the reporting person became entitled to 4,655 shares of the issuer's common stock. Transaction represents withholding of shares to satisfy tax withholding obligation in connection with the vesting and settlement of PSUs as described in footnote 1. Performance based vesting Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year) beginning on the date indicated. Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest on February 28, 2020. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest in one-third annual increments beginning February 28, 2020. /s/ Doria L. Koros, attorney-in-fact for Ms. Bouman 2019-02-28