0001127602-19-009040.txt : 20190228
0001127602-19-009040.hdr.sgml : 20190228
20190228194154
ACCESSION NUMBER: 0001127602-19-009040
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190227
FILED AS OF DATE: 20190228
DATE AS OF CHANGE: 20190228
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOUMAN ROSE MARIE
CENTRAL INDEX KEY: 0001243656
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36599
FILM NUMBER: 19646156
MAIL ADDRESS:
STREET 1: C/O OAK BROOK BANK
STREET 2: 1400 SIXTEENTH ST
CITY: OAK BROOK
STATE: IL
ZIP: 60523
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MB FINANCIAL INC /MD
CENTRAL INDEX KEY: 0001139812
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 364460265
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 WEST MADISON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60607
BUSINESS PHONE: 888-422-6562
MAIL ADDRESS:
STREET 1: 6111 NORTH RIVER ROAD
CITY: ROSEMONT
STATE: IL
ZIP: 60018
FORMER COMPANY:
FORMER CONFORMED NAME: MB FINANCIAL INC /MD
DATE OF NAME CHANGE: 20011115
FORMER COMPANY:
FORMER CONFORMED NAME: MB FINANCIAL INC/IL
DATE OF NAME CHANGE: 20011113
FORMER COMPANY:
FORMER CONFORMED NAME: MB MIDCITY INC
DATE OF NAME CHANGE: 20010502
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2019-02-27
0001139812
MB FINANCIAL INC /MD
MBFI
0001243656
BOUMAN ROSE MARIE
C/O MB FINANCIAL, INC.
6111 NORTH RIVER ROAD
ROSEMONT
IL
60018
1
Exec Officer of Subsidiary
Common Stock
2019-02-27
4
M
0
4655
45.58
A
94405
D
Common Stock
2019-02-27
4
F
0
2059
45.58
D
92346
D
Performance Share Units
0
2019-02-27
4
M
0
4655
0
D
Common Stock
4655
0
D
Stock Option (Right to Buy)
20.40
2013-08-29
2022-08-29
Common Stock
4976
4976
D
Stock Option (Right to Buy)
27.09
2014-08-28
2023-08-28
Common Stock
3974
3974
D
Stock Option (Right to Buy)
29.80
2015-02-26
2024-02-26
Common Stock
3925
3925
D
Stock Option (Right to Buy)
31.26
2016-02-25
2025-02-25
Common Stock
2937
2937
D
Stock Option (Right to Buy)
30.33
2017-02-24
2026-02-24
Common Stock
3625
3625
D
Restricted Stock Units
0
Common Stock
826
826
D
Stock Option (Right to Buy)
45.67
Common Stock
2969
2969
D
Performance Share Units
0
Common Stock
3101
3101
D
Restricted Stock Units
0
Common Stock
1240
1240
D
Stock Option (Right to Buy)
41.01
Common Stock
3237
3237
D
Performance Share Units
0
Common Stock
3804
3804
D
Restricted Stock Units
0
Common Stock
542
542
D
Restricted Stock Units
0
Common Stock
2282
2282
D
Transaction represents the settlement of performance share units ("PSUs"). These PSUs represented the right to receive a number of shares of the issuer's common stock, ranging from 25% to 175% of a target number of 4130 shares (which was the number of PSUs previously reported as having been awarded to the reporting person) depending on the level of achievement relative to a specified performance goal (total shareholder return relative to a comparison group) during the performance period. Based on the actual level of achievement during the performance period, the reporting person vested in 4,655 PSUs, representing 112.72% of the target number of PSUs, for which the reporting person became entitled to 4,655 shares of the issuer's common stock.
Transaction represents withholding of shares to satisfy tax withholding obligation in connection with the vesting and settlement of PSUs as described in footnote 1.
Performance based vesting
Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year) beginning on the date indicated.
Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018).
Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019).
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest on February 28, 2020.
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest in one-third annual increments beginning February 28, 2020.
/s/ Doria L. Koros, attorney-in-fact for Ms. Bouman
2019-02-28