0001127602-18-037336.txt : 20181226 0001127602-18-037336.hdr.sgml : 20181226 20181226174718 ACCESSION NUMBER: 0001127602-18-037336 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181221 FILED AS OF DATE: 20181226 DATE AS OF CHANGE: 20181226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Heckler Mark A. CENTRAL INDEX KEY: 0001501110 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36599 FILM NUMBER: 181253319 MAIL ADDRESS: STREET 1: C/O MB FINANCIAL INC/MD STREET 2: 1200 NORTH ASHLAND AVENUE CITY: CHICAGO STATE: IL ZIP: 60622 FORMER NAME: FORMER CONFORMED NAME: Heckler Mark Alexander DATE OF NAME CHANGE: 20100910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MB FINANCIAL INC /MD CENTRAL INDEX KEY: 0001139812 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 364460265 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 WEST MADISON STREET CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 888-422-6562 MAIL ADDRESS: STREET 1: 6111 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC /MD DATE OF NAME CHANGE: 20011115 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC/IL DATE OF NAME CHANGE: 20011113 FORMER COMPANY: FORMER CONFORMED NAME: MB MIDCITY INC DATE OF NAME CHANGE: 20010502 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-12-21 0001139812 MB FINANCIAL INC /MD MBFI 0001501110 Heckler Mark A. C/O MB FINANCIAL, INC. 6111 NORTH RIVER ROAD ROSEMONT IL 60018 1 Exec. Officer of Subsidiary Common Stock 2018-12-21 4 M 0 1068 37.98 A 43450 D Common Stock 2018-12-21 4 M 0 788 37.98 A 44238 D Common Stock 2018-12-21 4 M 0 536 37.98 A 44774 D Common Stock 2018-12-21 4 M 0 689 37.98 A 45463 D Common Stock 2018-12-21 4 M 0 1010 37.98 A 46473 D Common Stock 2018-12-21 4 F 0 1816 37.98 D 44657 D Common Stock 2018-12-21 4 F 0 354 37.98 D 44303 D Common Stock 1832 I By Deferred Comp Plan Restricted Stock Units 0 2018-12-21 4 M 0 1068 0 D Common Stock 1068 1068 D Restricted Stock Units 0 2018-12-21 4 M 0 788 0 D Common Stock 788 1576 D Restricted Stock Units 0 2018-12-21 4 M 0 536 0 D Common Stock 536 0 D Restricted Stock Units 0 2018-12-21 4 M 0 689 0 D Common Stock 689 689 D Restricted Stock Units 0 2018-12-21 4 M 0 1010 0 D Common Stock 1010 3028 D Stock Option (Right to Buy) 20.40 2013-08-29 2022-08-29 Common Stock 4343 4343 D Stock Option (Right to Buy) 27.09 2014-08-28 2023-08-28 Common Stock 4241 4241 D Stock Option (Right to Buy) 29.80 2015-02-26 2024-02-26 Common Stock 4007 4007 D Stock Option (Right to Buy) 31.26 2016-02-25 2025-02-25 Common Stock 3076 3076 D Stock Option (Right to Buy) 30.33 2017-02-24 2026-02-24 Common Stock 4689 4689 D Performance Share Units 0 Common Stock 5341 5341 D Stock Option (Right to Buy) 45.67 Common Stock 3774 3774 D Performance Share Units 0 Common Stock 3941 3941 D Stock Option (Right to Buy) 41.01 Common Stock 4296 4296 D Performance Share Units 0 Common Stock 5048 5048 D Stock Option (Right to Buy) 12.09 2013-07-22 2019-07-22 Common Stock 3825 3825 D Stock Option (Right to Buy) 17.20 2014-07-28 2020-09-28 Common Stock 4100 4100 D Transaction represents the settlement of restricted stock units. Transaction represents withholding of shares to satisfy tax withholding obligation upon settlement of restricted stock units. Transaction represents withholding of shares to satisfy tax withholding obligation upon vesting of restricted stock. Represents approximate equivalent number of shares of the Issuer's common stock held in the reporting person's account under the Issuer's Stock Deferred Compensation Plan, based on the most recent plan account statement. The approximate equivalent number of shares is equal to the dollar value of the reporting person's plan account divided by the closing price of the Issuer's common stock. As a result, the equivalent number of shares will fluctuate with changes in the market price of the Issuer's common stock. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest on February 28, 2020. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest in one-half annual increments beginning February 28, 2020. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The remaining restricted stock units are scheduled to vest in one-third annual increments beginning February 28, 2020. Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year). Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017). Performance based vesting Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019). Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested. /s/ Doria L. Koros, attorney-in-fact for Mr. Heckler 2018-12-26