0001127602-18-029715.txt : 20181009
0001127602-18-029715.hdr.sgml : 20181009
20181009111900
ACCESSION NUMBER: 0001127602-18-029715
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181005
FILED AS OF DATE: 20181009
DATE AS OF CHANGE: 20181009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hoppe Mark A
CENTRAL INDEX KEY: 0001425985
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36599
FILM NUMBER: 181112818
MAIL ADDRESS:
STREET 1: 2500 CRABTREE LANE
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MB FINANCIAL INC /MD
CENTRAL INDEX KEY: 0001139812
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 364460265
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 WEST MADISON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60607
BUSINESS PHONE: 888-422-6562
MAIL ADDRESS:
STREET 1: 6111 NORTH RIVER ROAD
CITY: ROSEMONT
STATE: IL
ZIP: 60018
FORMER COMPANY:
FORMER CONFORMED NAME: MB FINANCIAL INC /MD
DATE OF NAME CHANGE: 20011115
FORMER COMPANY:
FORMER CONFORMED NAME: MB FINANCIAL INC/IL
DATE OF NAME CHANGE: 20011113
FORMER COMPANY:
FORMER CONFORMED NAME: MB MIDCITY INC
DATE OF NAME CHANGE: 20010502
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-10-05
0001139812
MB FINANCIAL INC /MD
MBFI
0001425985
Hoppe Mark A
C/O MB FINANCIAL, INC.
6111 NORTH RIVER ROAD
ROSEMONT
IL
60018
1
1
CEO & President of Subsidiary
Common Stock
2018-10-05
4
A
0
36
46.95
A
8761
I
By Deferred Comp Plan
Common Stock
133514
D
Common Stock
48927
I
By IRA
Common Stock
93677
I
With Spouse
Stock Option (Right to Buy)
31.26
2016-02-25
2025-02-25
Common Stock
11207
11207
D
Restricted Stock Units
0
Common Stock
2911
2911
D
Stock Option (Right to Buy)
30.33
2017-02-24
2026-02-24
Common Stock
11852
11852
D
Performance Share Units
0
Common Stock
13501
13501
D
Restricted Stock Units
0
Common Stock
5400
5400
D
Stock Option (Right to Buy)
45.67
Common Stock
9539
9539
D
Performance Share Units
0
Common Stock
9963
9963
D
Restricted Stock Units
0
Common Stock
471
471
D
Restricted Stock Units
0
Common Stock
5977
5977
D
Stock Option (Right to Buy)
41.01
Common Stock
3735
3735
D
Performance Share Units
0
Common Stock
4389
4389
D
Restricted Stock Units
0
Common Stock
3511
3511
D
Represents acquisition of equivalent shares of the Issuer's common stock through the Issuer's Stock Deferred Compensation Plan.
Represents approximate equivalent number of shares of the Issuer's common stock held in the reporting person's account under the Issuer's Stock Deferred Compensation Plan, based on the most recent plan account statement. The approximate equivalent number of shares is equal to the dollar value of the reporting person's plan account divided by the closing price of the Issuer's common stock. As a result, the equivalent number of shares will fluctuate with changes in the market price of the Issuer's common stock.
Shares held jointly by Mr. Hoppe and his spouse.
Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
The restricted stock units are scheduled to vest ratably over 4 years (25% per year beginning February 25, 2016).
Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
Performance based vesting
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019.
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018).
Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019).
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 28, 2019).
/s/ Doria L. Koros, attorney-in-fact for Mark A. Hoppe
2018-10-09