0001127602-18-027294.txt : 20180910 0001127602-18-027294.hdr.sgml : 20180910 20180910212000 ACCESSION NUMBER: 0001127602-18-027294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180907 FILED AS OF DATE: 20180910 DATE AS OF CHANGE: 20180910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hoppe Mark A CENTRAL INDEX KEY: 0001425985 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36599 FILM NUMBER: 181063780 MAIL ADDRESS: STREET 1: 2500 CRABTREE LANE CITY: NORTHBROOK STATE: IL ZIP: 60062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MB FINANCIAL INC /MD CENTRAL INDEX KEY: 0001139812 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 364460265 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 WEST MADISON STREET CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 888-422-6562 MAIL ADDRESS: STREET 1: 6111 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC /MD DATE OF NAME CHANGE: 20011115 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC/IL DATE OF NAME CHANGE: 20011113 FORMER COMPANY: FORMER CONFORMED NAME: MB MIDCITY INC DATE OF NAME CHANGE: 20010502 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-09-07 0001139812 MB FINANCIAL INC /MD MBFI 0001425985 Hoppe Mark A C/O MB FINANCIAL, INC. 6111 NORTH RIVER ROAD ROSEMONT IL 60018 1 1 CEO & President of Subsidiary Common Stock 2018-09-07 4 A 0 35 48.85 A 8689 I By Deferred Comp Plan Common Stock 133514 D Common Stock 48927 I By IRA Common Stock 93677 I With Spouse Stock Option (Right to Buy) 31.26 2016-02-25 2025-02-25 Common Stock 11207 11207 D Restricted Stock Units 0 Common Stock 2911 2911 D Stock Option (Right to Buy) 30.33 2017-02-24 2026-02-24 Common Stock 11852 11852 D Performance Share Units 0 Common Stock 13501 13501 D Restricted Stock Units 0 Common Stock 5400 5400 D Stock Option (Right to Buy) 45.67 Common Stock 9539 9539 D Performance Share Units 0 Common Stock 9963 9963 D Restricted Stock Units 0 Common Stock 471 471 D Restricted Stock Units 0 Common Stock 5977 5977 D Stock Option (Right to Buy) 41.01 Common Stock 3735 3735 D Performance Share Units 0 Common Stock 4389 4389 D Restricted Stock Units 0 Common Stock 3511 3511 D Represents acquisition of equivalent shares of the Issuer's common stock through the Issuer's Stock Deferred Compensation Plan. Represents approximate equivalent number of shares of the Issuer's common stock held in the reporting person's account under the Issuer's Stock Deferred Compensation Plan, based on the most recent plan account statement. The approximate equivalent number of shares is equal to the dollar value of the reporting person's plan account divided by the closing price of the Issuer's common stock. As a result, the equivalent number of shares will fluctuate with changes in the market price of the Issuer's common stock. Shares held jointly by Mr. Hoppe and his spouse. Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016). The restricted stock units are scheduled to vest ratably over 4 years (25% per year beginning February 25, 2016). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017). Performance based vesting Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 28, 2019). /s/ Doria L. Koros, attorney-in-fact for Mark A. Hoppe 2018-09-10