0001127602-18-011050.txt : 20180309 0001127602-18-011050.hdr.sgml : 20180309 20180309215558 ACCESSION NUMBER: 0001127602-18-011050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180307 FILED AS OF DATE: 20180309 DATE AS OF CHANGE: 20180309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YORK JILL E CENTRAL INDEX KEY: 0001244438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36599 FILM NUMBER: 18681782 MAIL ADDRESS: STREET 1: C/O MB FINANCIAL INC STREET 2: 6111 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MB FINANCIAL INC /MD CENTRAL INDEX KEY: 0001139812 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 364460265 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 WEST MADISON STREET CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 888-422-6562 MAIL ADDRESS: STREET 1: 6111 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC /MD DATE OF NAME CHANGE: 20011115 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC/IL DATE OF NAME CHANGE: 20011113 FORMER COMPANY: FORMER CONFORMED NAME: MB MIDCITY INC DATE OF NAME CHANGE: 20010502 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-03-07 0001139812 MB FINANCIAL INC /MD MBFI 0001244438 YORK JILL E C/O MB FINANCIAL, INC. 6111 NORTH RIVER ROAD ROSEMONT IL 60018 1 Vice President Common Stock 72791 D Common Stock 572 I By Deferred Comp Plan Common Stock 20 I By Ira Performance Share Units 0 2018-03-07 4 M 0 5861 0 D Common Stock 5861 0 D Stock Option (Right to Buy) 20.40 2013-08-29 2022-08-29 Common Stock 7229 7229 D Stock Option (Right to Buy) 27.09 2014-08-28 2023-08-28 Common Stock 6624 6624 D Stock Option (Right to Buy) 29.80 2015-02-26 2024-02-26 Common Stock 6259 6259 D Stock Option (Right to Buy) 31.26 2016-02-25 2025-02-25 Common Stock 4512 4512 D Stock Option (Right to Buy) 30.33 2017-02-24 2026-02-24 Common Stock 6062 6062 D Performance Share Units 0 Common Stock 6905 6905 D Restricted Stock Units 0 Common Stock 2762 2762 D Stock Option (Right to Buy) 45.67 Common Stock 4075 4075 D Performance Share Units 0 Common Stock 4257 4257 D Restricted Stock Units 0 Common Stock 525 525 D Restricted Stock Units 0 Common Stock 2553 2553 D Stock Option (Right to Buy) 41.01 Common Stock 4638 4638 D Performance Share Units 0 Common Stock 5450 5450 D Restricted Stock Units 0 Common Stock 1061 1061 D Restricted Stock Units 0 Common Stock 4360 4360 D Transaction represents the settlement of performance share units ("PSUs"). These PSUs represented the right to receive a number of shares of the issuer's common stock, ranging from 25% to 175% of a target number of 5,861 shares (which was the number of PSUs previously reported as having been awarded to the reporting person) depending on the level of achievement relative to a specified performance goal (total shareholder return relative to a comparison group) during the performance period. Based on the actual level of achievement during the performance period, which was below the minimum level of achievement, the reporting person did not earn any of the PSUs and was not issued any shares upon settlement of the PSUs. Performance based vesting Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year). Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 28, 2019 and one-half of the restricted stock units are scheduled to vest on February 28, 2020. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 28, 2019). /s/ Doria L. Koros, Attorney-in-Fact for Ms. York 2018-03-09