0001127602-18-011050.txt : 20180309
0001127602-18-011050.hdr.sgml : 20180309
20180309215558
ACCESSION NUMBER: 0001127602-18-011050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180307
FILED AS OF DATE: 20180309
DATE AS OF CHANGE: 20180309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YORK JILL E
CENTRAL INDEX KEY: 0001244438
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36599
FILM NUMBER: 18681782
MAIL ADDRESS:
STREET 1: C/O MB FINANCIAL INC
STREET 2: 6111 NORTH RIVER ROAD
CITY: ROSEMONT
STATE: IL
ZIP: 60018
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MB FINANCIAL INC /MD
CENTRAL INDEX KEY: 0001139812
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 364460265
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 WEST MADISON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60607
BUSINESS PHONE: 888-422-6562
MAIL ADDRESS:
STREET 1: 6111 NORTH RIVER ROAD
CITY: ROSEMONT
STATE: IL
ZIP: 60018
FORMER COMPANY:
FORMER CONFORMED NAME: MB FINANCIAL INC /MD
DATE OF NAME CHANGE: 20011115
FORMER COMPANY:
FORMER CONFORMED NAME: MB FINANCIAL INC/IL
DATE OF NAME CHANGE: 20011113
FORMER COMPANY:
FORMER CONFORMED NAME: MB MIDCITY INC
DATE OF NAME CHANGE: 20010502
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-03-07
0001139812
MB FINANCIAL INC /MD
MBFI
0001244438
YORK JILL E
C/O MB FINANCIAL, INC.
6111 NORTH RIVER ROAD
ROSEMONT
IL
60018
1
Vice President
Common Stock
72791
D
Common Stock
572
I
By Deferred Comp Plan
Common Stock
20
I
By Ira
Performance Share Units
0
2018-03-07
4
M
0
5861
0
D
Common Stock
5861
0
D
Stock Option (Right to Buy)
20.40
2013-08-29
2022-08-29
Common Stock
7229
7229
D
Stock Option (Right to Buy)
27.09
2014-08-28
2023-08-28
Common Stock
6624
6624
D
Stock Option (Right to Buy)
29.80
2015-02-26
2024-02-26
Common Stock
6259
6259
D
Stock Option (Right to Buy)
31.26
2016-02-25
2025-02-25
Common Stock
4512
4512
D
Stock Option (Right to Buy)
30.33
2017-02-24
2026-02-24
Common Stock
6062
6062
D
Performance Share Units
0
Common Stock
6905
6905
D
Restricted Stock Units
0
Common Stock
2762
2762
D
Stock Option (Right to Buy)
45.67
Common Stock
4075
4075
D
Performance Share Units
0
Common Stock
4257
4257
D
Restricted Stock Units
0
Common Stock
525
525
D
Restricted Stock Units
0
Common Stock
2553
2553
D
Stock Option (Right to Buy)
41.01
Common Stock
4638
4638
D
Performance Share Units
0
Common Stock
5450
5450
D
Restricted Stock Units
0
Common Stock
1061
1061
D
Restricted Stock Units
0
Common Stock
4360
4360
D
Transaction represents the settlement of performance share units ("PSUs"). These PSUs represented the right to receive a number of shares of the issuer's common stock, ranging from 25% to 175% of a target number of 5,861 shares (which was the number of PSUs previously reported as having been awarded to the reporting person) depending on the level of achievement relative to a specified performance goal (total shareholder return relative to a comparison group) during the performance period. Based on the actual level of achievement during the performance period, which was below the minimum level of achievement, the reporting person did not earn any of the PSUs and was not issued any shares upon settlement of the PSUs.
Performance based vesting
Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019.
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018).
Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019).
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 28, 2019 and one-half of the restricted stock units are scheduled to vest on February 28, 2020.
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 28, 2019).
/s/ Doria L. Koros, Attorney-in-Fact for Ms. York
2018-03-09