0001127602-18-011041.txt : 20180309 0001127602-18-011041.hdr.sgml : 20180309 20180309205956 ACCESSION NUMBER: 0001127602-18-011041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180307 FILED AS OF DATE: 20180309 DATE AS OF CHANGE: 20180309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEIGER MITCHELL CENTRAL INDEX KEY: 0001244422 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36599 FILM NUMBER: 18681731 MAIL ADDRESS: STREET 1: C/O MB FINANCIAL INC STREET 2: 1200 NORTH ASHLAND AVE CITY: CHICAGO STATE: IL ZIP: 60622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MB FINANCIAL INC /MD CENTRAL INDEX KEY: 0001139812 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 364460265 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 WEST MADISON STREET CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 888-422-6562 MAIL ADDRESS: STREET 1: 6111 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC /MD DATE OF NAME CHANGE: 20011115 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC/IL DATE OF NAME CHANGE: 20011113 FORMER COMPANY: FORMER CONFORMED NAME: MB MIDCITY INC DATE OF NAME CHANGE: 20010502 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-03-07 0001139812 MB FINANCIAL INC /MD MBFI 0001244422 FEIGER MITCHELL C/O MB FINANCIAL, INC. 6111 NORTH RIVER ROAD ROSEMONT IL 60018 1 1 President and CEO Common Stock 147012 D Common Stock 16327 I By 401(k) Common Stock 1408 I By Children Common Stock 7994 I By Deferred Comp Plan Common Stock 15775 I By Ira Common Stock 12148 I By Spouse's IRA Common Stock 28180 I By Trust Common Stock 146239 I Revocable Living Trust Common Stock 65281 I Spouse's Revocable Living Trust Performance Share Units 0 2018-03-07 4 M 0 18228 0 D Common Stock 18228 0 D Stock Option (Right to Buy) 29.00 2012-06-25 2018-06-25 Common Stock 54108 54108 D Stock Option (Right to Buy) 24.65 2012-06-25 2018-06-25 Common Stock 66275 66275 D Stock Option (Right to Buy) 20.40 2013-08-29 2022-08-29 Common Stock 23124 23124 D Stock Option (Right to Buy) 27.09 2014-08-28 2023-08-28 Common Stock 18988 18988 D Stock Option (Right to Buy) 29.80 2015-02-26 2024-02-26 Common Stock 19648 19648 D Stock Option (Right to Buy) 31.26 2016-02-25 2025-02-25 Common Stock 14034 14034 D Stock Option (Right to Buy) 30.33 2017-02-24 2026-02-24 Common Stock 20480 20480 D Performance Share Units 0 Common Stock 23330 23330 D Restricted Stock Units 0 Common Stock 9332 9332 D Stock Option (Right to Buy) 45.67 Common Stock 16968 16968 D Performance Share Units 0 Common Stock 17722 17722 D Restricted Stock Units 0 Common Stock 1697 1697 D Restricted Stock Units 0 Common Stock 10633 10633 D Stock Option (Right to Buy) 41.01 Common Stock 20161 20161 D Performance Share Units 0 Common Stock 23689 23689 D Restricted Stock Units 0 Common Stock 18951 18951 D Transaction represents the settlement of performance share units ("PSUs"). These PSUs represented the right to receive a number of shares of the issuer's common stock, ranging from 25% to 175% of a target number of 18,228 shares (which was the number of PSUs previously reported as having been awarded to the reporting person) depending on the level of achievement relative to a specified performance goal (total shareholder return relative to a comparison group) during the performance period. Based on the actual level of achievement during the performance period, which was below the minimum level of achievement, the reporting person did not earn any of the PSUs and was not issued any shares upon settlement of the PSUs. Performance based vesting Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested. Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year). Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 28, 2019). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 28, 2019). /s/ Doria L. Koros, Attorney-in-fact for Mr. Feiger 2018-03-09