0001127602-17-011305.txt : 20170310
0001127602-17-011305.hdr.sgml : 20170310
20170310212031
ACCESSION NUMBER: 0001127602-17-011305
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170309
FILED AS OF DATE: 20170310
DATE AS OF CHANGE: 20170310
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MB FINANCIAL INC /MD
CENTRAL INDEX KEY: 0001139812
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 364460265
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 WEST MADISON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60607
BUSINESS PHONE: 888-422-6562
MAIL ADDRESS:
STREET 1: 6111 NORTH RIVER ROAD
CITY: ROSEMONT
STATE: IL
ZIP: 60018
FORMER COMPANY:
FORMER CONFORMED NAME: MB FINANCIAL INC /MD
DATE OF NAME CHANGE: 20011115
FORMER COMPANY:
FORMER CONFORMED NAME: MB FINANCIAL INC/IL
DATE OF NAME CHANGE: 20011113
FORMER COMPANY:
FORMER CONFORMED NAME: MB MIDCITY INC
DATE OF NAME CHANGE: 20010502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Heckler Mark A.
CENTRAL INDEX KEY: 0001501110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36599
FILM NUMBER: 17683645
MAIL ADDRESS:
STREET 1: C/O MB FINANCIAL INC/MD
STREET 2: 1200 NORTH ASHLAND AVENUE
CITY: CHICAGO
STATE: IL
ZIP: 60622
FORMER NAME:
FORMER CONFORMED NAME: Heckler Mark Alexander
DATE OF NAME CHANGE: 20100910
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-03-09
0001139812
MB FINANCIAL INC /MD
MBFI
0001501110
Heckler Mark A.
C/O MB FINANCIAL, INC.
6111 NORTH RIVER ROAD
ROSEMONT
IL
60018
1
Exec. Officer of Subsidiary
Common Stock
2017-03-09
4
M
0
5148
A
44248
D
Common Stock
2017-03-09
4
F
0
2353
44.69
D
41895
D
Common Stock
1179
I
By Deferred Comp Plan
Performance Share Units
0
2017-03-09
4
M
0
5148
D
Common Stock
5148
0
D
Stock Option (Right to Buy)
20.40
2013-08-29
2022-08-29
Common Stock
4343
4343
D
Stock Option (Right to Buy)
27.09
2014-08-28
2023-08-28
Common Stock
4241
4241
D
Stock Option (Right to Buy)
29.80
2015-02-26
2024-02-26
Common Stock
4007
4007
D
Stock Option (Right to Buy)
31.26
2016-02-25
2025-02-25
Common Stock
3076
3076
D
Performance Share Units
0
Common Stock
3995
3995
D
Stock Option (Right to Buy)
30.33
2017-02-24
2026-02-24
Common Stock
4689
4689
D
Performance Share Units
0
Common Stock
5341
5341
D
Restricted Stock Units
0
Common Stock
742
742
D
Restricted Stock Units
0
Common Stock
3204
3204
D
Stock Option (Right to Buy)
45.67
Common Stock
3774
3774
D
Performance Share Units
0
Common Stock
3941
3941
D
Stock Option (Right to Buy)
24.65
2012-06-25
2018-06-25
Common Stock
13804
13804
D
Stock Option (Right to Buy)
12.09
2013-07-22
2019-07-22
Common Stock
3825
3825
D
Stock Option (Right to Buy)
17.20
2014-07-28
2020-09-28
Common Stock
4100
4100
D
Transaction represents the settlement of performance share units ("PSUs"). These PSUs represented the right to receive a number of shares of the issuer's common stock, ranging from 25% to 175% of a target number of 4,269 shares (which was the number of PSUs previously reported as having been awarded to the reporting person) depending on the level of achievement relative to a specified performance goal (total shareholder return relative to a comparison group) during the performance period. Based on the actual level of achievement during the performance period, the reporting person vested in 5,148 PSUs, representing 120.58% of the target number of PSUs, for which the reporting person became entitled to 5,148 shares of the issuer's common stock.
Transaction represents withholding of shares to satisfy tax withholding obligation in connection with the vesting and settlement of PSUs as described in footnote 1.
Performance based vesting
Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018).
Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
/s/ Doria L. Koros, attorney-in-fact for Mr. Heckler
2017-03-10