0001127602-17-011293.txt : 20170310 0001127602-17-011293.hdr.sgml : 20170310 20170310204912 ACCESSION NUMBER: 0001127602-17-011293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170309 FILED AS OF DATE: 20170310 DATE AS OF CHANGE: 20170310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MB FINANCIAL INC /MD CENTRAL INDEX KEY: 0001139812 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 364460265 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 WEST MADISON STREET CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 888-422-6562 MAIL ADDRESS: STREET 1: 6111 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC /MD DATE OF NAME CHANGE: 20011115 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC/IL DATE OF NAME CHANGE: 20011113 FORMER COMPANY: FORMER CONFORMED NAME: MB MIDCITY INC DATE OF NAME CHANGE: 20010502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOUMAN ROSE MARIE CENTRAL INDEX KEY: 0001243656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36599 FILM NUMBER: 17683611 MAIL ADDRESS: STREET 1: C/O OAK BROOK BANK STREET 2: 1400 SIXTEENTH ST CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-03-09 0001139812 MB FINANCIAL INC /MD MBFI 0001243656 BOUMAN ROSE MARIE C/O MB FINANCIAL, INC. 6111 NORTH RIVER ROAD ROSEMONT IL 60018 1 Exec Officer of Subsidiary Common Stock 2017-03-09 4 M 0 5043 A 75666 D Common Stock 2017-03-09 4 F 0 2305 44.69 D 73361 D Common Stock 0 D Performance Share Units 0 2017-03-09 4 M 0 5043 D Common Stock 5043 0 D Stock Option (Right to Buy) 29.00 2012-06-25 2018-06-25 Common Stock 14430 14430 D Stock Option (Right to Buy) 24.65 2012-06-25 2018-06-25 Common Stock 17675 17675 D Stock Option (Right to Buy) 20.40 2013-08-29 2022-08-29 Common Stock 4976 4976 D Stock Option (Right to Buy) 27.09 2014-08-28 2023-08-28 Common Stock 3974 3974 D Restricted Stock Units 0 Common Stock 924 924 D Stock Option (Right to Buy) 29.80 2015-02-26 2024-02-26 Common Stock 3925 3925 D Restricted Stock Units 0 Common Stock 836 836 D Stock Option (Right to Buy) 31.26 2016-02-25 2025-02-25 Common Stock 2937 2937 D Performance Share Units 0 Common Stock 3815 3815 D Restricted Stock Units 0 Common Stock 1526 1526 D Stock Option (Right to Buy) 30.33 2017-02-24 2026-02-24 Common Stock 3625 3625 D Performance Share Units 0 Common Stock 4130 4130 D Restricted Stock Units 0 Common Stock 544 544 D Restricted Stock Units 0 Common Stock 2478 2478 D Stock Option (Right to Buy) 45.67 Common Stock 2969 2969 D Performance Share Units 0 Common Stock 3101 3101 D Restricted Stock Units 0 Common Stock 1160 1160 D Restricted Stock Units 0 Common Stock 2480 2480 D Transaction represents the settlement of performance share units ("PSUs"). These PSUs represented the right to receive a number of shares of the issuer's common stock, ranging from 25% to 175% of a target number of 4182 shares (which was the number of PSUs previously reported as having been awarded to the reporting person) depending on the level of achievement relative to a specified performance goal (total shareholder return relative to a comparison group) during the performance period. Based on the actual level of achievement during the performance period, the reporting person vested in 5,043 PSUs, representing 120.58% of the target number of PSUs, for which the reporting person became entitled to 5,043 shares of the issuer's common stock. Transaction represents withholding of shares to satisfy tax withholding obligation in connection with the vesting and settlement of PSUs as described in footnote 1. Performance based vesting Option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested. Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year) beginning on the date indicated. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning August 28, 2013). Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 26, 2015). Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016). Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 25, 2016). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017). Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 22, 2018). Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 22, 2018 and one-half of the restricted stock units are scheduled to vest on February 22, 2019. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 22, 2018). /s/ Doria L. Koros, attorney-in-fact for Ms. Bouman 2017-03-10