0001127602-16-067818.txt : 20161118 0001127602-16-067818.hdr.sgml : 20161118 20161118184441 ACCESSION NUMBER: 0001127602-16-067818 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MB FINANCIAL INC /MD CENTRAL INDEX KEY: 0001139812 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 364460265 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 WEST MADISON STREET CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 888-422-6562 MAIL ADDRESS: STREET 1: 6111 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC /MD DATE OF NAME CHANGE: 20011115 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC/IL DATE OF NAME CHANGE: 20011113 FORMER COMPANY: FORMER CONFORMED NAME: MB MIDCITY INC DATE OF NAME CHANGE: 20010502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Francoeur John CENTRAL INDEX KEY: 0001668065 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36599 FILM NUMBER: 162008823 MAIL ADDRESS: STREET 1: C/O MB FINANCIAL, INC. STREET 2: 6111 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-16 0001139812 MB FINANCIAL INC /MD MBFI 0001668065 Francoeur John C/O MB FINANCIAL, INC. 6111 NORTH RIVER ROAD ROSEMONT IL 60018 1 Chief Accounting Officer Common Stock 2016-11-16 4 M 0 443 20.40 A 7382 D Common Stock 2016-11-16 4 M 0 1095 27.09 A 8477 D Common Stock 2016-11-16 4 M 0 759 29.80 A 9236 D Common Stock 2016-11-16 4 M 0 289 31.26 A 9525 D Common Stock 2016-11-16 4 F 0 2088 42.26 D 7437 D Common Stock 2016-11-18 4 S 0 600 43.00 D 6837 D Stock Option (Right to Buy) 20.40 2016-11-16 4 M 0 443 0 D 2013-08-29 2022-08-29 Common Stock 443 0 D Stock Option (Right to Buy) 27.09 2016-11-16 4 M 0 1095 0 D 2014-08-28 2023-08-28 Common Stock 1095 365 D Stock Option (Right to Buy) 29.80 2016-11-16 4 M 0 759 0 D 2015-02-26 2024-02-26 Common Stock 759 758 D Stock Option (Right to Buy) 31.26 2016-11-16 4 M 0 289 0 D 2016-02-25 2025-02-25 Common Stock 289 866 D Stock Option (Right to Buy) 30.33 2017-02-24 2026-02-24 Common Stock 1945 1945 D Restricted Stock Units 0 Common Stock 421 421 D Restricted Stock Units 0 Common Stock 1329 1329 D Transaction represents withholding of shares based on net exercises to satisfy tax withholding obligations and exercise costs. Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on August 29, 2013). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on August 28, 2014). Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. the option vests annually over 4 years (25% per year beginning February 26, 2015). Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017). Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017). /s/ Doria L. Koros, attorney-in-fact for Mr. Francoeur 2016-11-18