0001127602-16-062494.txt : 20160914 0001127602-16-062494.hdr.sgml : 20160914 20160914100051 ACCESSION NUMBER: 0001127602-16-062494 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160912 FILED AS OF DATE: 20160914 DATE AS OF CHANGE: 20160914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MB FINANCIAL INC /MD CENTRAL INDEX KEY: 0001139812 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 364460265 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 WEST MADISON STREET CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 888-422-6562 MAIL ADDRESS: STREET 1: 6111 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC /MD DATE OF NAME CHANGE: 20011115 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC/IL DATE OF NAME CHANGE: 20011113 FORMER COMPANY: FORMER CONFORMED NAME: MB MIDCITY INC DATE OF NAME CHANGE: 20010502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YORK JILL E CENTRAL INDEX KEY: 0001244438 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36599 FILM NUMBER: 161884349 MAIL ADDRESS: STREET 1: C/O MB FINANCIAL INC STREET 2: 6111 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-09-12 0001139812 MB FINANCIAL INC /MD MBFI 0001244438 YORK JILL E C/O MB FINANCIAL, INC. 6111 NORTH RIVER ROAD ROSEMONT IL 60018 1 Vice President and CFO Common Stock 2016-09-12 4 M 0 13479 A 83368 D Common Stock 2016-09-12 4 F 0 5768 38.87 D 77600 D Common Stock 572 I By Deferred Comp Plan Common Stock 20 I By Ira Performance Share Units 0 2016-09-12 4 M 0 13479 D Common Stock 13479 0 D Stock Option (Right to Buy) 40.00 2011-07-25 2017-07-25 Common Stock 11695 11695 D Stock Option (Right to Buy) 32.89 2011-07-25 2017-07-25 Common Stock 14309 14309 D Stock Option (Right to Buy) 29.00 2012-06-25 2018-06-25 Common Stock 26344 26344 D Stock Option (Right to Buy) 24.65 2012-06-25 2018-06-25 Common Stock 4056 4056 D Stock Option (Right to Buy) 20.40 2013-08-29 2022-08-29 Common Stock 7229 7229 D Stock Option (Right to Buy) 27.09 2014-08-28 2023-08-28 Common Stock 6624 6624 D Stock Option (Right to Buy) 29.80 2015-02-26 2024-02-26 Common Stock 6259 6259 D Performance Share Units 0 Common Stock 6668 6668 D Stock Option (Right to Buy) 31.26 2016-02-25 2025-02-25 Common Stock 4512 4512 D Performance Share Units 0 Common Stock 5861 5861 D Stock Option (Right to Buy) 30.33 2017-02-24 2026-02-24 Common Stock 6062 6062 D Performance Share Units 0 Common Stock 6905 6905 D Restricted Stock Units 0 Common Stock 1121 1121 D Restricted Stock Units 0 Common Stock 5524 5524 D Transaction represents the settlement of performance share units ("PSUs"). These PSUs represented the right to receive a number of shares of the issuer's common stock, ranging from 25% to 175% of a target number of 7,702 shares (which was the number of PSUs previously reported as having been awarded to the reporting person) depending on the level of achievement relative to a specified performance goal (total shareholder return relative to a comparison group) during the performance period. Based on the actual level of achievement during the performance period, the reporting person vested in 13,479 PSUs, representing 175.00% of the target number of PSUs, for which the reporting person became entitled to 13,479 shares of the issuer's common stock. Transaction represents withholding of shares to satisfy tax withholding obligation in connection with the vesting and settlement of PSUs as described in footnote 1. Performance based vesting Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested. Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year). Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016). Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017). Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018. Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017). /s/ Doria L. Koros, Attorney-in-Fact for Ms. York 2016-09-13