0001127602-16-062494.txt : 20160914
0001127602-16-062494.hdr.sgml : 20160914
20160914100051
ACCESSION NUMBER: 0001127602-16-062494
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160912
FILED AS OF DATE: 20160914
DATE AS OF CHANGE: 20160914
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MB FINANCIAL INC /MD
CENTRAL INDEX KEY: 0001139812
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 364460265
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 WEST MADISON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60607
BUSINESS PHONE: 888-422-6562
MAIL ADDRESS:
STREET 1: 6111 NORTH RIVER ROAD
CITY: ROSEMONT
STATE: IL
ZIP: 60018
FORMER COMPANY:
FORMER CONFORMED NAME: MB FINANCIAL INC /MD
DATE OF NAME CHANGE: 20011115
FORMER COMPANY:
FORMER CONFORMED NAME: MB FINANCIAL INC/IL
DATE OF NAME CHANGE: 20011113
FORMER COMPANY:
FORMER CONFORMED NAME: MB MIDCITY INC
DATE OF NAME CHANGE: 20010502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YORK JILL E
CENTRAL INDEX KEY: 0001244438
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36599
FILM NUMBER: 161884349
MAIL ADDRESS:
STREET 1: C/O MB FINANCIAL INC
STREET 2: 6111 NORTH RIVER ROAD
CITY: ROSEMONT
STATE: IL
ZIP: 60018
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-09-12
0001139812
MB FINANCIAL INC /MD
MBFI
0001244438
YORK JILL E
C/O MB FINANCIAL, INC.
6111 NORTH RIVER ROAD
ROSEMONT
IL
60018
1
Vice President and CFO
Common Stock
2016-09-12
4
M
0
13479
A
83368
D
Common Stock
2016-09-12
4
F
0
5768
38.87
D
77600
D
Common Stock
572
I
By Deferred Comp Plan
Common Stock
20
I
By Ira
Performance Share Units
0
2016-09-12
4
M
0
13479
D
Common Stock
13479
0
D
Stock Option (Right to Buy)
40.00
2011-07-25
2017-07-25
Common Stock
11695
11695
D
Stock Option (Right to Buy)
32.89
2011-07-25
2017-07-25
Common Stock
14309
14309
D
Stock Option (Right to Buy)
29.00
2012-06-25
2018-06-25
Common Stock
26344
26344
D
Stock Option (Right to Buy)
24.65
2012-06-25
2018-06-25
Common Stock
4056
4056
D
Stock Option (Right to Buy)
20.40
2013-08-29
2022-08-29
Common Stock
7229
7229
D
Stock Option (Right to Buy)
27.09
2014-08-28
2023-08-28
Common Stock
6624
6624
D
Stock Option (Right to Buy)
29.80
2015-02-26
2024-02-26
Common Stock
6259
6259
D
Performance Share Units
0
Common Stock
6668
6668
D
Stock Option (Right to Buy)
31.26
2016-02-25
2025-02-25
Common Stock
4512
4512
D
Performance Share Units
0
Common Stock
5861
5861
D
Stock Option (Right to Buy)
30.33
2017-02-24
2026-02-24
Common Stock
6062
6062
D
Performance Share Units
0
Common Stock
6905
6905
D
Restricted Stock Units
0
Common Stock
1121
1121
D
Restricted Stock Units
0
Common Stock
5524
5524
D
Transaction represents the settlement of performance share units ("PSUs"). These PSUs represented the right to receive a number of shares of the issuer's common stock, ranging from 25% to 175% of a target number of 7,702 shares (which was the number of PSUs previously reported as having been awarded to the reporting person) depending on the level of achievement relative to a specified performance goal (total shareholder return relative to a comparison group) during the performance period. Based on the actual level of achievement during the performance period, the reporting person vested in 13,479 PSUs, representing 175.00% of the target number of PSUs, for which the reporting person became entitled to 13,479 shares of the issuer's common stock.
Transaction represents withholding of shares to satisfy tax withholding obligation in connection with the vesting and settlement of PSUs as described in footnote 1.
Performance based vesting
Grant to reporting person of option to purchase shares of common stock under Issuer's 1997 Omnibus Incentive Plan. The option is 100% vested.
Grant to reporting person of option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests ratably over 4 years (25% per year).
Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
/s/ Doria L. Koros, Attorney-in-Fact for Ms. York
2016-09-13