0001127602-16-062480.txt : 20160913
0001127602-16-062480.hdr.sgml : 20160913
20160913214305
ACCESSION NUMBER: 0001127602-16-062480
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160912
FILED AS OF DATE: 20160913
DATE AS OF CHANGE: 20160913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MB FINANCIAL INC /MD
CENTRAL INDEX KEY: 0001139812
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 364460265
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 WEST MADISON STREET
CITY: CHICAGO
STATE: IL
ZIP: 60607
BUSINESS PHONE: 888-422-6562
MAIL ADDRESS:
STREET 1: 6111 NORTH RIVER ROAD
CITY: ROSEMONT
STATE: IL
ZIP: 60018
FORMER COMPANY:
FORMER CONFORMED NAME: MB FINANCIAL INC /MD
DATE OF NAME CHANGE: 20011115
FORMER COMPANY:
FORMER CONFORMED NAME: MB FINANCIAL INC/IL
DATE OF NAME CHANGE: 20011113
FORMER COMPANY:
FORMER CONFORMED NAME: MB MIDCITY INC
DATE OF NAME CHANGE: 20010502
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BOUMAN ROSE MARIE
CENTRAL INDEX KEY: 0001243656
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36599
FILM NUMBER: 161884058
MAIL ADDRESS:
STREET 1: C/O OAK BROOK BANK
STREET 2: 1400 SIXTEENTH ST
CITY: OAK BROOK
STATE: IL
ZIP: 60523
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-09-12
0001139812
MB FINANCIAL INC /MD
MBFI
0001243656
BOUMAN ROSE MARIE
C/O MB FINANCIAL, INC.
6111 NORTH RIVER ROAD
ROSEMONT
IL
60018
1
Exec Officer of Subsidiary
Common Stock
2016-09-12
4
M
0
8087
A
75550
D
Common Stock
2016-09-12
4
F
0
3696
38.87
D
71854
D
Performance Share Units
0
2016-09-12
4
M
0
8087
D
Common Stock
8087
0
D
Stock Option (Right to Buy)
40.00
2011-07-25
2017-07-25
Common Stock
4856
4856
D
Stock Option (Right to Buy)
32.89
2011-07-25
2017-07-25
Common Stock
5942
5942
D
Stock Option (Right to Buy)
29.00
2012-06-25
2018-06-25
Common Stock
14430
14430
D
Stock Option (Right to Buy)
24.65
2012-06-25
2018-06-25
Common Stock
17675
17675
D
Stock Option (Right to Buy)
20.40
2013-08-29
2022-08-29
Common Stock
4976
4976
D
Stock Option (Right to Buy)
27.09
2014-08-28
2023-08-28
Common Stock
3974
3974
D
Restricted Stock Units
0
Common Stock
924
924
D
Stock Option (Right to Buy)
29.80
2015-02-26
2024-02-26
Common Stock
3925
3925
D
Performance Share Units
0
Common Stock
4182
4182
D
Restricted Stock Units
0
Common Stock
1672
1672
D
Stock Option (Right to Buy)
31.26
2016-02-25
2025-02-25
Common Stock
2937
2937
D
Performance Share Units
0
Common Stock
3815
3815
D
Restricted Stock Units
0
Common Stock
2289
2289
D
Restricted Stock Units
0
Common Stock
1995
1995
D
Stock Option (Right to Buy)
30.33
2017-02-24
2026-02-24
Common Stock
3625
3625
D
Performance Share Units
0
Common Stock
4130
4130
D
Restricted Stock Units
0
Common Stock
1088
1088
D
Restricted Stock Units
0
Common Stock
3304
3304
D
Transaction represents the settlement of performance share units ("PSUs"). These PSUs represented the right to receive a number of shares of the issuer's common stock, ranging from 25% to 175% of a target number of 4,621 shares (which was the number of PSUs previously reported as having been awarded to the reporting person) depending on the level of achievement relative to a specified performance goal (total shareholder return relative to a comparison group) during the performance period. Based on the actual level of achievement during the performance period, the reporting person vested in 8,087 PSUs, representing 175.00% of the target number of PSUs, for which the reporting person became entitled to 8,087 shares of the issuer's common stock.
Transaction represents withholding of shares to satisfy tax withholding obligation in connection with the vesting and settlement of PSUs as described in footnote 1.
Performance based vesting
Option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested.
Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year) beginning on the date indicated.
Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning August 28, 2013).
Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 26, 2015).
Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016).
Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 25, 2016).
Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 25, 2016 and one-half of the restricted stock units are scheduled to vest on February 25, 2017.
Option to purchase shares of common stock granted to reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning February 24, 2017).
Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 24, 2017 and one-half of the restricted stock units are scheduled to vest on February 24, 2018.
Restricted Stock Units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning February 24, 2017).
/s/ Doria L. Koros, attorney-in-fact for Ms. Bouman
2016-09-13