0001127602-15-027057.txt : 20150915 0001127602-15-027057.hdr.sgml : 20150915 20150915215121 ACCESSION NUMBER: 0001127602-15-027057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150911 FILED AS OF DATE: 20150915 DATE AS OF CHANGE: 20150915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MB FINANCIAL INC /MD CENTRAL INDEX KEY: 0001139812 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 364460265 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 WEST MADISON STREET CITY: CHICAGO STATE: IL ZIP: 60607 BUSINESS PHONE: 888-422-6562 MAIL ADDRESS: STREET 1: 6111 NORTH RIVER ROAD CITY: ROSEMONT STATE: IL ZIP: 60018 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC /MD DATE OF NAME CHANGE: 20011115 FORMER COMPANY: FORMER CONFORMED NAME: MB FINANCIAL INC/IL DATE OF NAME CHANGE: 20011113 FORMER COMPANY: FORMER CONFORMED NAME: MB MIDCITY INC DATE OF NAME CHANGE: 20010502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOUMAN ROSE MARIE CENTRAL INDEX KEY: 0001243656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36599 FILM NUMBER: 151108868 MAIL ADDRESS: STREET 1: C/O OAK BROOK BANK STREET 2: 1400 SIXTEENTH ST CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2015-09-11 0001139812 MB FINANCIAL INC /MD MBFI 0001243656 BOUMAN ROSE MARIE C/O MB FINANCIAL, INC. 6111 NORTH RIVER ROAD ROSEMONT IL 60018 1 Exec Officer of Subsidiary Common Stock 2015-09-11 4 M 0 8443 A 80232 D Common Stock 2015-09-11 4 F 0 2625 32.28 D 77607 D Common Stock 77 I Custodian for Child Performance Share Units 0 2015-09-11 4 M 0 8443 D Common Stock 8443 0 D Stock Option (Right to Buy) 40.00 2011-07-25 2017-07-25 Common Stock 4856 4856 D Stock Option (Right to Buy) 32.89 2011-07-25 2017-07-25 Common Stock 5942 5942 D Stock Option (Right to Buy) 29.00 2012-06-25 2018-06-25 Common Stock 14430 14430 D Stock Option (Right to Buy) 24.65 2012-06-25 2018-06-25 Common Stock 17675 17675 D Stock Option (Right to Buy) 20.40 2013-08-29 2022-08-29 Common Stock 4976 4976 D Stock Option (Right to Buy) 27.09 2014-08-28 2023-08-28 Common Stock 3974 3974 D Performance Share Units 0 Common Stock 4621 4621 D Restricted Stock Units 0 Common Stock 1848 1848 D Stock Option (Right to Buy) 29.80 2015-02-26 2024-02-26 Common Stock 3925 3925 D Performance Share Units 0 Common Stock 4182 4182 D Restricted Stock Units 0 Common Stock 2509 2509 D Restricted Stock Units 0 Common Stock 592 592 D Performance Share Units 0 Common Stock 3815 3815 D Restricted Stock Units 0 Common Stock 3052 3052 D Restricted Stock Units 0 Common Stock 3990 3990 D Stock Option (Right to Buy) 31.26 2016-02-25 2025-02-25 Common Stock 2937 2937 D Transaction represents the settlement of performance share units ("PSUs"). These PSUs represented the right to receive a number of shares of the issuer's common stock, ranging from 25% to 175% of a target number of 5,722 shares (which was the number of PSUs previously reported as having been awarded to the reporting person) depending on the level of achievement relative to a specified performance goal (total shareholder return relative to a comparison group) during the performance period. Based on the actual level of achievement during the performance period, the reporting person vested in 8,443 PSUs, representing 147.55% of the target number of PSUs, for which the reporting person became entitled to 8,443 shares of the issuer's common stock. Transaction represents withholding of shares to satisfy tax withholding obligation in connection with the vesting and settlement of PSUs as described in footnote 1. Performance based vesting Option to purchase shares of common stock under Issuer's Amended and Restated Omnibus Incentive Plan. The option is 100% vested. Option to purchase shares of common stock granted to the reporting person under Issuer's Amended and Restated Omnibus Incentive Plan. The option vests annually over 4 years (25% per year) beginning on the date indicated. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning August 28, 2013). Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 26, 2015). Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 26, 2015 and one-half of the restricted stock units are scheduled to vest on February 26, 2016. Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan equal to the same amount of shares of common stock. The restricted stock units vest annually over 4 years (25% per year beginning on February 25, 2016). Restricted stock units granted to the reporting person under the Issuer's Amended and Restated Omnibus Incentive Plan. One-half of the restricted stock units are scheduled to vest on February 25, 2016 and one-half of the restricted stock units are scheduled to vest on February 25, 2017. Option to purchase shares of common stock granted to the reporting person under Issuer's Omnibus Incentive Plan. The option vests annually over 4 years (25% per year beginning on February 25, 2016). /s/ Doria L. Koros, attorney-in-fact for Ms. Bouman 2015-09-15