SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
HOAG JAY C

(Last) (First) (Middle)
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ALTIRIS INC [ ATRS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
04/28/2006
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/28/2006 J(6) 1,446,078 D $0 2,958,508 I TCV IV, L.P.(1)
Common Stock 04/28/2006 J(15) 53,922 D $0 110,319 I TCV IV, Strategic Partners, L.P.(2)
Common Stock 04/28/2006 J(7) 246,931 A $0 256,920 I Technology Crossover Management IV, L.L.C.(3)
Common Stock 04/28/2006 J(8) 92 A $0 257,012 I Technology Crossover Management IV, L.L.C.(3)
Common Stock 04/28/2006 J(13) 257,012 D $0 0 I Technology Crossover Management IV, L.L.C.(3)
Common Stock 04/28/2006 J(9) 5,564 A $0 9,384 I The Hoag Family Trust U/A Dtd 8/2/94(16)
Common Stock 04/28/2006 J(10) 6,159 A $0 6,159 I The Kimball Family Trust Uta Dtd 2/23/94(18)
Common Stock 04/28/2006 J(11) 60,601 A $0 69,985 I The Hoag Family Trust U/A Dtd 8/2/94(16)
Common Stock 04/28/2006 J(12) 44,449 A $0 50,608 I The Kimball Family Trust Uta Dtd 2/23/94(18)
Common Stock 04/28/2006 J(14) 13,290 A $0 13,290 I Hamilton Investments Limited Partnership(17)
Common Stock 05/01/2006 S 4,166 D $20.2618(22) 0 I TCMI, Inc.(5)
Common Stock 05/01/2006 S 69,985 D $20.1496(21) 0 I The Hoag Family Trust U/A Dtd 8/2/94(16)
Common Stock 05/01/2006 S 13,290 D $20.1496(21) 0 I Hamilton Investments Limited Partnership(17)
Common Stock 05/01/2006 M 50,000 A $7.5 50,000 D(20)
Common Stock 05/01/2006 S 50,000 D $20.05 0 D(20)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option (right to buy) $7.5 05/01/2006 M 50,000 (19) 02/21/2012 Common Stock 50,000 (4) 0 D(20)
1. Name and Address of Reporting Person*
HOAG JAY C

(Last) (First) (Middle)
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
X Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
KIMBALL RICK

(Last) (First) (Middle)
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
TECHNOLOGY CROSSOVER MANAGEMENT IV LLC

(Last) (First) (Middle)
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
TCV IV LP

(Last) (First) (Middle)
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
TCV IV STRATEGIC PARTNERS LP

(Last) (First) (Middle)
C/O TECHNOLOGY CROSSOVER VENTURES
528 RAMONA STREET

(Street)
PALO ALTO CA 94301

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director 10% Owner
Officer (give title below) X Other (specify below)
GP of fund owns <10%
Explanation of Responses:
1. Hoag and Kimball are managing members of Technology Crossover Management IV, L.L.C. ("TCM IV") which is the general partner of TCV IV, L.P. These shares are directly held by TCV IV, L.P. and indirectly held by Hoag, Kimball and TCM IV. Hoag, Kimball and TCM IV may be deemed to own the shares held by TCV IV, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
2. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV Strategic Partners, L.P. These shares are directly held by TCV IV Strategic Partners, L.P. and indirectly held by Hoag, Kimball and TCM IV. Hoag, Kimball and TCM IV may be deemed to own the shares held by TCV IV Strategic Partners, L.P. but Hoag, Kimball and TCM IV disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
3. Hoag and Kimball are managing members of TCM IV which is the general partner of TCV IV , L.P. and TCV IV Strateic Partners, L.P. These shares are directly held by TCM IV and indirectly held by Hoag and Kimball. The number of shares reported by TCM IV does not include the shares indirectly held by TCV VI, L.P. and TCV IV Strategic Partners, L.P. Hoag and Kimball may be deemed to own the shares held by TCM IV but Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
4. Not applicable.
5. Hoag and Kimball are the sole shareholders and directors of TCMI, Inc. These shares are directly held by TCMI, Inc. and indirectly held by Hoag and Kimball. Hoag and Kimball disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.
6. In kind pro-rata distribution from TCV IV, L.P. to its Partners, without consideration.
7. Acquisition by TCM IV pursuant to a pro-rata in kind distribution by TCV IV, L.P., without consideration.
8. Acquisition by TCM IV pursuant to a pro-rata in kind distribution by TCV IV Strategic Partners, L.P., without consideration.
9. Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to pro-rata in kind distribution by TCV IV Strategic Partners, L.P. to is partners without consideration. Hoag and his wife are the sole trustees of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
10. Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to pro-rata in kind distribution by TCV IV Strategic Partners, L.P. to is partners without consideration. Kimball and his wife are the sole trustees of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
11. Acquisition by The Hoag Family Trust U/A Dtd 8/2/94 pursuant to pro-rata in kind distribution by TCM IV to its members without consideration. Hoag and his wife are the sole trustees of The Hoag Family Trust U/A Dtd 8/2/94 . Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
12. Acquisition by The Kimball Family Trust Uta Dtd 2/23/94 pursuant to pro-rata in kind distribution by TCM IV to its members without consideration. Kimball and his wife are the sole trustees of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
13. In kind distribution from TCM IV to its members, without consideration.
14. Acquisition by Hamiliton Investments Limited Partnership pursuant to pro-rata in kind distribution by TCM IV to its members without consideration. Hoag is the sole general partner and Hoag and his wife are the sole limited partners of Hamiliton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
15. In kind pro-rata distribution from TCV IV Strategic Partners, L.P. to its Partners, without consideration.
16. Hoag and his wife are the sole trustees of The Hoag Family Trust U/A Dtd 8/2/94. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
17. Hoag is the sole general partner and Hoag and his wife are the sole limited partners of Hamiliton Investments Limited Partnership. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
18. Kimball and his wife are the sole trustees of The Kimball Family Trust Uta Dtd 2/23/94. Kimball disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
19. 25,000 of the shares subject to the option were exercisable on each of 2/22/03 and 2/22/04.
20. Shares held directly by Jay C. Hoag.
21. This number represents the average price per share for which the shares were sold. The shares were sold at prices ranging from $20.00 to $20.86 per share.
22. This number represents the average price per share for which the shares were sold. The shares were sold at prices ranging from $20.00 to $21.12 per share.
Remarks:
Carla S. Newell, authorized signatory for Jay C. Hoag 05/01/2006
Carla S. Newell, authorized signatory for Richard H. Kimball 05/01/2006
Carla S. Newell, authorized signatory for Technology Crossover Management IV, L.L.C. 05/01/2006
Carla S. Newell, authorized signatory for TCV IV, L.P. 05/01/2006
Carla S. Newell, authorized signatory for TCV IV Strategic Partners, L.P. 05/01/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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