0001571049-17-000128.txt : 20170104
0001571049-17-000128.hdr.sgml : 20170104
20170104190901
ACCESSION NUMBER: 0001571049-17-000128
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NorthStar Realty Europe Corp.
CENTRAL INDEX KEY: 0001646587
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 399 PARK AVENUE, 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-547-2600
MAIL ADDRESS:
STREET 1: 399 PARK AVENUE, 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAMAMOTO DAVID T
CENTRAL INDEX KEY: 0001139257
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37597
FILM NUMBER: 17507983
MAIL ADDRESS:
STREET 1: C/O NORTHSTAR REALTY FINANCE CORP.
STREET 2: 399 PARK AVENUE, 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
t1700019_x2.xml
OWNERSHIP DOCUMENT
X0306
4
2016-12-31
0
0001646587
NorthStar Realty Europe Corp.
NRE
0001139257
HAMAMOTO DAVID T
C/O NORTHSTAR REALTY EUROPE CORP.
399 PARK AVENUE, 18TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2016-12-31
4
F
0
47127
12.57
D
265507
D
Common Stock
2017-01-04
4
M
0
32632
A
298139
D
Common Stock
2017-01-04
4
A
0
51363
0
A
349502
D
Common Stock
2017-01-04
4
F
0
25382
12.68
D
324120
D
Common Stock
165179
I
By The David T. Hamamoto GRAT 2016-NRE
Common Stock
184338
I
By The David T. Hamamoto GRAT I-2015
Common Stock
1087
I
By DTH Investment Holdings LLC
Performance Restricted Stock Units
2017-01-04
4
M
0
97898
0
D
Common Stock
32632
0
D
Represents shares of Common Stock retained by NorthStar Realty Europe Corp. ("NRE") in order to satisfy its tax withholding obligations arising from the vesting of shares of Common Stock previously granted and held by the reporting person.
As previously disclosed in filings with the Securities and Exchange Commission, represents performance restricted stock units ("RSUs") granted as long-term performance based incentive compensation pursuant to NorthStar Realty Finance Corp.'s Executive Incentive Bonus Plan for 2013. As a result of the spin-offs of NorthStar Asset Management Group Inc. ("NSAM") and NRE from NorthStar Realty Finance Corp. ("NRF"), each RSU was adjusted to relate to one share of NRF common stock, two shares of NSAM common stock and one-third of a share of NRE common stock. The RSUs vested in full based on the achievement of the maximum performance hurdle initially established for the RSUs, which was total stockholder return in excess of 12% per year, compounded annually, for the period from January 1, 2013 through December 31, 2016.
On January 4, 2017, 32,632 shares of Common Stock were issued in settlement of the RSUs described in footnote (1) above.
Represents shares of Common Stock retained by NRE in order to satisfy its tax withholding obligations arising from the issuance of shares of Common Stock to the reporting person in settlement of the RSUs described in footnote (2) above and relating to shares of Common Stock granted to the reporting person in connection with long-term bonus for 2016.
Reflects 1-for-2 reverse stock split of NRF that occurred on November 1, 2015.
/s/ Trevor K. Ross, as Attorney-in-Fact for David T. Hamamoto
2017-01-04