0001209191-14-004322.txt : 20140122 0001209191-14-004322.hdr.sgml : 20140122 20140122165204 ACCESSION NUMBER: 0001209191-14-004322 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140117 FILED AS OF DATE: 20140122 DATE AS OF CHANGE: 20140122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zeltiq Aesthetics Inc CENTRAL INDEX KEY: 0001415336 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4698 Willow Road STREET 2: Suite 100 CITY: Pleasanton STATE: CA ZIP: 94588-2710 BUSINESS PHONE: (925) 474-2500 MAIL ADDRESS: STREET 1: 4698 Willow Road STREET 2: Suite 100 CITY: Pleasanton STATE: CA ZIP: 94588-2710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ATV Entrepreneurs VII, L.P. CENTRAL INDEX KEY: 0001294513 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35318 FILM NUMBER: 14540727 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-290-0707 MAIL ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advanced Technology Ventures VII(C), L.P. CENTRAL INDEX KEY: 0001294527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35318 FILM NUMBER: 14540728 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-290-0707 MAIL ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advanced Technology Ventures VII(B), L.P. CENTRAL INDEX KEY: 0001294525 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35318 FILM NUMBER: 14540729 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-290-0707 MAIL ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVANCED TECHNOLOGY VENTURES VII LP CENTRAL INDEX KEY: 0001138942 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35318 FILM NUMBER: 14540730 BUSINESS ADDRESS: STREET 1: 281 WINTER ST STREET 2: SUITE 350 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7812900707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ATV Associates VII, L.L.C. CENTRAL INDEX KEY: 0001317308 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35318 FILM NUMBER: 14540731 BUSINESS ADDRESS: STREET 1: BAY COLONY CORPORATE CENTER STREET 2: 1000 WINTER ST., SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: (781) 684-0045 MAIL ADDRESS: STREET 1: BAY COLONY CORPORATE CENTER STREET 2: 1000 WINTER ST., SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER NAME: FORMER CONFORMED NAME: ATV Associates VIII, L.L.C. DATE OF NAME CHANGE: 20050210 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-01-17 1 0001415336 Zeltiq Aesthetics Inc ZLTQ 0001317308 ATV Associates VII, L.L.C. C/O ADVANCED TECHNOLOGY VENTURERS 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 0 1 Former 10% Owner 0001138942 ADVANCED TECHNOLOGY VENTURES VII LP C/O ADVANCED TECHNOLOGY VENTURERS 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 0 1 Former 10% Owner 0001294525 Advanced Technology Ventures VII(B), L.P. C/O ADVANCED TECHNOLOGY VENTURERS 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 0 1 Former 10% Owner 0001294527 Advanced Technology Ventures VII(C), L.P. C/O ADVANCED TECHNOLOGY VENTURERS 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 0 1 Former 10% Owner 0001294513 ATV Entrepreneurs VII, L.P. C/O ADVANCED TECHNOLOGY VENTURERS 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 0 1 Former 10% Owner Common Stock 2014-01-17 4 J 0 1877270 0.00 D 1761086 I By Fund Common Stock 2014-01-17 4 J 0 75333 0.00 D 70671 I By Fund Common Stock 2014-01-17 4 J 0 36210 0.00 D 33969 I By Fund Common Stock 2014-01-17 4 J 0 19893 0.00 A 19893 D Common Stock 2014-01-17 4 S 0 4673 23.5019 D 15220 D Common Stock 2014-01-17 4 S 0 2627 23.5019 D 19055 I By Fund Common Stock 2014-01-21 4 S 0 15220 22.3456 D 0 D Common Stock 2014-01-21 4 S 0 8560 22.3456 D 10495 I By Fund Represents a distribution in kind of shares of Common Stock of the issuer by Advanced Technology Ventures VII, L.P. ("ATV VII") without consideration to its limited partners and its general partner, ATV Associates VII, L.L.C. ("ATV LLC"). Shares are held directly by ATV VII. ATV LLC is the general partner of ATV VII. ATV LLC disclaims beneficial ownership of the securities owned directly by ATV VII, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, by virtue of its general partnership interest in ATV VII. Represents a distribution in kind of shares of Common Stock of the issuer by Advanced Technology Ventures VII (B), L.P. ("ATV VIIB") without consideration to its limited partners and its general partner, ATV LLC. Shares are held directly by ATV VIIB. ATV LLC is the general partner of ATV VIIB. ATV LLC disclaims beneficial ownership of the securities owned directly by ATV VIIB, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, by virtue of its general partnership interest in ATV VIIB. Represents a distribution in kind of shares of Common Stock of the issuer by Advanced Technology Ventures VII (C), L.P. ("ATV VIIC") without consideration to its limited partners and its general partner, ATV LLC. Shares are held directly by ATV VIIC. ATV LLC is the general partner of ATV VIIC. ATV LLC disclaims beneficial ownership of the securities owned directly by ATV VIIC, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, by virtue of its general partnership interest in ATV VIIC. Represents a change in the form of beneficial ownership from indirect ownership to direct ownership by virtue of a pro-rata in-kind distribution of Common Stock of the issuer received by ATV LLC in the distributions described in footnotes (1), (3) and (5). Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $23.50 to $23.51 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Shares are held directly by ATV Entrepreneurs VII, L.P. ("ATVE VII"). ATV LLC is the general partner of ATVE VII. ATV LLC disclaims beneficial ownership of the securities owned directly by ATVE VII, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, by virtue of its general partnership interest in ATVE VII. Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $22.10 to $22.75 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. /s/ Jean George, Managing Director 2014-01-22 /s/ ATV Associates VII, L.L.C., General Partner of Advanced Technology Ventures VII, L.P., by Jean George, Managing Director 2014-01-22 /s/ ATV Associates VII, L.L.C., General Partner of Advanced Technology Ventures VII (B), L.P., by Jean George, Managing Director 2014-01-22 /s/ ATV Associates VII, L.L.C., General Partner of Advanced Technology Ventures VII (C), L.P., by Jean George, Managing Director 2014-01-22 /s/ ATV Associates VII, L.L.C., General Partner of ATV Entrepreneurs VII, L.P., by Jean George, Managing Director 2014-01-22