0001209191-14-004322.txt : 20140122
0001209191-14-004322.hdr.sgml : 20140122
20140122165204
ACCESSION NUMBER: 0001209191-14-004322
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140117
FILED AS OF DATE: 20140122
DATE AS OF CHANGE: 20140122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Zeltiq Aesthetics Inc
CENTRAL INDEX KEY: 0001415336
STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 4698 Willow Road
STREET 2: Suite 100
CITY: Pleasanton
STATE: CA
ZIP: 94588-2710
BUSINESS PHONE: (925) 474-2500
MAIL ADDRESS:
STREET 1: 4698 Willow Road
STREET 2: Suite 100
CITY: Pleasanton
STATE: CA
ZIP: 94588-2710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ATV Entrepreneurs VII, L.P.
CENTRAL INDEX KEY: 0001294513
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35318
FILM NUMBER: 14540727
BUSINESS ADDRESS:
STREET 1: 1000 WINTER STREET, SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0707
MAIL ADDRESS:
STREET 1: 1000 WINTER STREET, SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advanced Technology Ventures VII(C), L.P.
CENTRAL INDEX KEY: 0001294527
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35318
FILM NUMBER: 14540728
BUSINESS ADDRESS:
STREET 1: 1000 WINTER STREET, SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0707
MAIL ADDRESS:
STREET 1: 1000 WINTER STREET, SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advanced Technology Ventures VII(B), L.P.
CENTRAL INDEX KEY: 0001294525
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35318
FILM NUMBER: 14540729
BUSINESS ADDRESS:
STREET 1: 1000 WINTER STREET, SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0707
MAIL ADDRESS:
STREET 1: 1000 WINTER STREET, SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVANCED TECHNOLOGY VENTURES VII LP
CENTRAL INDEX KEY: 0001138942
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35318
FILM NUMBER: 14540730
BUSINESS ADDRESS:
STREET 1: 281 WINTER ST
STREET 2: SUITE 350
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7812900707
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ATV Associates VII, L.L.C.
CENTRAL INDEX KEY: 0001317308
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35318
FILM NUMBER: 14540731
BUSINESS ADDRESS:
STREET 1: BAY COLONY CORPORATE CENTER
STREET 2: 1000 WINTER ST., SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: (781) 684-0045
MAIL ADDRESS:
STREET 1: BAY COLONY CORPORATE CENTER
STREET 2: 1000 WINTER ST., SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER NAME:
FORMER CONFORMED NAME: ATV Associates VIII, L.L.C.
DATE OF NAME CHANGE: 20050210
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-01-17
1
0001415336
Zeltiq Aesthetics Inc
ZLTQ
0001317308
ATV Associates VII, L.L.C.
C/O ADVANCED TECHNOLOGY VENTURERS
500 BOYLSTON STREET, SUITE 1380
BOSTON
MA
02116
0
0
0
1
Former 10% Owner
0001138942
ADVANCED TECHNOLOGY VENTURES VII LP
C/O ADVANCED TECHNOLOGY VENTURERS
500 BOYLSTON STREET, SUITE 1380
BOSTON
MA
02116
0
0
0
1
Former 10% Owner
0001294525
Advanced Technology Ventures VII(B), L.P.
C/O ADVANCED TECHNOLOGY VENTURERS
500 BOYLSTON STREET, SUITE 1380
BOSTON
MA
02116
0
0
0
1
Former 10% Owner
0001294527
Advanced Technology Ventures VII(C), L.P.
C/O ADVANCED TECHNOLOGY VENTURERS
500 BOYLSTON STREET, SUITE 1380
BOSTON
MA
02116
0
0
0
1
Former 10% Owner
0001294513
ATV Entrepreneurs VII, L.P.
C/O ADVANCED TECHNOLOGY VENTURERS
500 BOYLSTON STREET, SUITE 1380
BOSTON
MA
02116
0
0
0
1
Former 10% Owner
Common Stock
2014-01-17
4
J
0
1877270
0.00
D
1761086
I
By Fund
Common Stock
2014-01-17
4
J
0
75333
0.00
D
70671
I
By Fund
Common Stock
2014-01-17
4
J
0
36210
0.00
D
33969
I
By Fund
Common Stock
2014-01-17
4
J
0
19893
0.00
A
19893
D
Common Stock
2014-01-17
4
S
0
4673
23.5019
D
15220
D
Common Stock
2014-01-17
4
S
0
2627
23.5019
D
19055
I
By Fund
Common Stock
2014-01-21
4
S
0
15220
22.3456
D
0
D
Common Stock
2014-01-21
4
S
0
8560
22.3456
D
10495
I
By Fund
Represents a distribution in kind of shares of Common Stock of the issuer by Advanced Technology Ventures VII, L.P. ("ATV VII") without consideration to its limited partners and its general partner, ATV Associates VII, L.L.C. ("ATV LLC").
Shares are held directly by ATV VII. ATV LLC is the general partner of ATV VII. ATV LLC disclaims beneficial ownership of the securities owned directly by ATV VII, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, by virtue of its general partnership interest in ATV VII.
Represents a distribution in kind of shares of Common Stock of the issuer by Advanced Technology Ventures VII (B), L.P. ("ATV VIIB") without consideration to its limited partners and its general partner, ATV LLC.
Shares are held directly by ATV VIIB. ATV LLC is the general partner of ATV VIIB. ATV LLC disclaims beneficial ownership of the securities owned directly by ATV VIIB, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, by virtue of its general partnership interest in ATV VIIB.
Represents a distribution in kind of shares of Common Stock of the issuer by Advanced Technology Ventures VII (C), L.P. ("ATV VIIC") without consideration to its limited partners and its general partner, ATV LLC.
Shares are held directly by ATV VIIC. ATV LLC is the general partner of ATV VIIC. ATV LLC disclaims beneficial ownership of the securities owned directly by ATV VIIC, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, by virtue of its general partnership interest in ATV VIIC.
Represents a change in the form of beneficial ownership from indirect ownership to direct ownership by virtue of a pro-rata in-kind distribution of Common Stock of the issuer received by ATV LLC in the distributions described in footnotes (1), (3) and (5).
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $23.50 to $23.51 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares are held directly by ATV Entrepreneurs VII, L.P. ("ATVE VII"). ATV LLC is the general partner of ATVE VII. ATV LLC disclaims beneficial ownership of the securities owned directly by ATVE VII, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, by virtue of its general partnership interest in ATVE VII.
Price reflected is the weighted-average sale price for shares sold. The range of sale prices for the transactions reported was $22.10 to $22.75 per share. The reporting persons undertake to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ Jean George, Managing Director
2014-01-22
/s/ ATV Associates VII, L.L.C., General Partner of Advanced Technology Ventures VII, L.P., by Jean George, Managing Director
2014-01-22
/s/ ATV Associates VII, L.L.C., General Partner of Advanced Technology Ventures VII (B), L.P., by Jean George, Managing Director
2014-01-22
/s/ ATV Associates VII, L.L.C., General Partner of Advanced Technology Ventures VII (C), L.P., by Jean George, Managing Director
2014-01-22
/s/ ATV Associates VII, L.L.C., General Partner of ATV Entrepreneurs VII, L.P., by Jean George, Managing Director
2014-01-22