0001209191-13-053817.txt : 20131122 0001209191-13-053817.hdr.sgml : 20131122 20131122171708 ACCESSION NUMBER: 0001209191-13-053817 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131112 FILED AS OF DATE: 20131122 DATE AS OF CHANGE: 20131122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CHANNELADVISOR CORP CENTRAL INDEX KEY: 0001169652 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562257867 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2701 AERIAL CENTER PARKWAY CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919-228-4700 MAIL ADDRESS: STREET 1: 2701 AERIAL CENTER PARKWAY CITY: MORRISVILLE STATE: NC ZIP: 27560 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ATV Associates VII, L.L.C. CENTRAL INDEX KEY: 0001317308 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35940 FILM NUMBER: 131238973 BUSINESS ADDRESS: STREET 1: BAY COLONY CORPORATE CENTER STREET 2: 1000 WINTER ST., SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: (781) 684-0045 MAIL ADDRESS: STREET 1: BAY COLONY CORPORATE CENTER STREET 2: 1000 WINTER ST., SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER NAME: FORMER CONFORMED NAME: ATV Associates VIII, L.L.C. DATE OF NAME CHANGE: 20050210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ATV Entrepreneurs VII, L.P. CENTRAL INDEX KEY: 0001294513 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35940 FILM NUMBER: 131238974 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-290-0707 MAIL ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advanced Technology Ventures VII(C), L.P. CENTRAL INDEX KEY: 0001294527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35940 FILM NUMBER: 131238975 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-290-0707 MAIL ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Advanced Technology Ventures VII(B), L.P. CENTRAL INDEX KEY: 0001294525 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35940 FILM NUMBER: 131238976 BUSINESS ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-290-0707 MAIL ADDRESS: STREET 1: 1000 WINTER STREET, SUITE 3700 CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADVANCED TECHNOLOGY VENTURES VII LP CENTRAL INDEX KEY: 0001138942 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35940 FILM NUMBER: 131238977 BUSINESS ADDRESS: STREET 1: 281 WINTER ST STREET 2: SUITE 350 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 7812900707 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2013-11-12 2013-11-13 1 0001169652 CHANNELADVISOR CORP ECOM 0001317308 ATV Associates VII, L.L.C. C/O ADVANCED TECHNOLOGY VENTURERS 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 0 1 Former 10% Owner 0001138942 ADVANCED TECHNOLOGY VENTURES VII LP C/O ADVANCED TECHNOLOGY VENTURES 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 0 1 Former 10% Owner 0001294525 Advanced Technology Ventures VII(B), L.P. C/O ADVANCED TECHNOLOGY VENTURES 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 0 1 Former 10% Owner 0001294527 Advanced Technology Ventures VII(C), L.P. C/O ADVANCED TECHNOLOGY VENTURES 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 0 1 Former 10% Owner 0001294513 ATV Entrepreneurs VII, L.P. C/O ADVANCED TECHNOLOGY VENTURES 500 BOYLSTON STREET, SUITE 1380 BOSTON MA 02116 0 0 0 1 Former 10% Owner Common Stock 2013-11-12 4 S 0 667651 32.37 D 1828249 I By Funds Common Stock 2013-11-12 4 S 0 148173 32.37 D 1680076 I By Funds Common Stock 2013-11-12 4 X 0 144867 16.00 A 1824943 I By Funds Common Stock 2013-11-12 4 D 0 64245 36.08 D 1760698 I By Funds Common Stock 2013-11-12 4 X 0 90763 10.96 A 1851461 I By Funds Common Stock 2013-11-12 4 D 0 27572 36.08 D 1823889 I By Funds Common Stock 2013-11-12 4 X 0 22269 10.96 A 1846158 I By Funds Common Stock 2013-11-12 4 D 0 6763 36.08 D 1839395 I By Funds Warrant to Purchase Common Stock (Right to Buy) 16.00 2013-11-12 4 X 0 144867 1.00 D 2007-04-26 2014-04-26 Common Stock 144867 0 I By Funds Warrant to Purchase Common Stock (Right to Buy) 10.96 2013-11-12 4 X 0 90763 1.00 D 2008-08-29 2015-08-29 Common Stock 90763 0 I By Funds Warrant to Purchase Common Stock (Right to Buy) 10.96 2013-11-12 4 X 0 22269 1.00 D 2008-11-28 2015-11-28 Common Stock 22269 0 I By Funds Represents shares sold by the Funds (as defined in note 2) to certain underwriters in connection with a registered offering on Form S-1 (333-191946) and pursuant to the underwriting agreement, dated November 5, 2013, for such offering. ATV VII (as defined in note 2) sold 626,683 shares. ATV VIIB (as defined in note 2) sold 25,148 shares. ATV VIIC (as defined in note 2) sold 12,086 shares. ATVE VII (as defined in note 2) sold 3,734 shares. ATV Associates VII, L.L.C. ("ATV LLC") is the general partner of Advanced Technology Ventures VII, L.P. ("ATV VII"), Advanced Technology Ventures VII (B), L.P. ("ATV VIIB"), Advanced Technology Ventures VII (C), L.P. ("ATV VIIC") and ATV Entrepreneurs VII, L.P. ("ATVE VII" and, together with ATV VII, ATV VIIB and ATV VIIC, the "Funds"). The Funds, together with ATV LLC, are the "ATV Entities." ATV LLC disclaims beneficial ownership of the securities owned directly by the Funds, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, if any, by virtue of its general partner interests in the Funds. ATV VII owns 1,716,057 shares. ATV VIIB owns 68,864 shares. ATV VIIC owns 33,102 shares. ATVE VII owns 10,226 shares. Represents shares sold by the Funds to certain underwriters in connection with a registered offering on Form S-1 (333-191946) and pursuant to the underwriting agreement, dated November 5, 2013, for such offering. Such shares were sold to the underwriters upon the underwriters' exercise of their over-allotment option. ATV VII sold 139,081 shares. ATV VIIB sold 5,580 shares. ATV VIIC sold 2,684 shares. ATVE VII sold 828 shares. ATV VII owns 1,576,976 shares. ATV VIIB owns 63,284 shares. ATV VIIC owns 30,418 shares. ATVE VII owns 9,398 shares. Represents shares underlying warrants. ATV VII exercised warrants for 135,977 shares. ATV VIIB exercised warrants for 5,457 shares. ATV VIIC exercised warrants for 2,622 shares. ATVE VII exercised warrants for 811 shares. Shares received by each Fund are net of shares withheld, as described in note 8, due to the net exercise of warrants. ATV VII owns 1,712,953 shares. ATV VIIB owns 68,741 shares. ATV VIIC owns 33,040 shares. ATVE VII owns 10,209 shares. Represents shares withheld in connection with the net exercise of warrants. Such shares were withheld by the issuer in satisfaction of the warrants' exercise price and did not involve any sale of shares by the Funds. 60,300 shares were withheld from ATV VII. 2,421 shares were withheld from ATV VIIB. 1,163 shares were withheld from ATV VIIC. 361 shares were withheld from ATVE VII. ATV VII owns 1,652,653 shares. ATV VIIB owns 66,320 shares. ATV VIIC owns 31,877 shares. ATVE VII owns 9,848 shares. Represents shares underlying warrants. ATV VII exercised warrants for 85,195 shares. ATV VIIB exercised warrants for 3,418 shares. ATV VIIC exercised warrants for 1,643 shares. ATVE VII exercised warrants for 507 shares. Shares received by each Fund are net of shares withheld, as described in note 12, due to the net exercise of warrants. ATV VII owns 1,737,848 shares. ATV VIIB owns 69,738 shares. ATV VIIC owns 33,520 shares. ATVE VII owns 10,355 shares. Represents shares withheld in connection with the net exercise of warrants. Such shares were withheld by the issuer in satisfaction of the warrants' exercise price and did not involve any sale of shares by the Funds. 25,879 shares were withheld from ATV VII. 1,039 shares were withheld from ATV VIIB. 500 shares were withheld from ATV VIIC. 154 shares were withheld from ATVE VII. ATV VII owns 1,711,969 shares. ATV VIIB owns 68,699 shares. ATV VIIC owns 33,020 shares. ATVE VII owns 10,201 shares. Represents shares underlying warrants. ATV VII exercised warrants for 20,904 shares. ATV VIIB exercised warrants for 838 shares. ATV VIIC exercised warrants for 403 shares. ATVE VII exercised warrants for 124 shares. Shares received by each Fund are net of shares withheld, as described in note 16, due to the net exercise of warrants. ATV VII owns 1,732,873 shares. ATV VIIB owns 69,537 shares. ATV VIIC owns 33,423 shares. ATVE VII owns 10,325 shares. Represents shares withheld in connection with the net exercise of warrants. Such shares were withheld by the issuer in satisfaction of the warrants' exercise price and did not involve any sale of shares by the Funds. 6,350 shares were withheld from ATV VII. 254 shares were withheld from ATV VIIB. 122 shares were withheld from ATV VIIC. 37 shares were withheld from ATVE VII. ATV VII owns 1,726,523 shares. ATV VIIB owns 69,283 shares. ATV VIIC owns 33,301 shares. ATVE VII owns 10,288 shares. This amendment is filed solely to correct the reporting persons' filing status, as reflected in the original Form 4 filed on November 13, 2013, and to check the exit box to indicate that the reporting persons are no longer subject to Section 16 filing requirements. /s/ William C. Wiberg, Managing Director 2013-11-22 /s/ Advanced Technology Ventures VII, L.P., ATV Associates VII, L.L.C., Its General Partner, By William C. Wiberg, Managing Director 2013-11-22 /s/ Advanced Technology Ventures VII (B), L.P., ATV Associates VII, L.L.C., Its General Partner, By William C. Wiberg, Managing Director 2013-11-22 /s/ Advanced Technology Ventures VII (C), L.P., ATV Associates VII, L.L.C., Its General Partner, By William C. Wiberg, Managing Director 2013-11-22 /s/ ATV Entrepreneurs VII, L.P., ATV Associates VII, L.L.C., Its General Partner, By William C. Wiberg, Managing Director 2013-11-22