0001209191-13-029368.txt : 20130529
0001209191-13-029368.hdr.sgml : 20130529
20130529170958
ACCESSION NUMBER: 0001209191-13-029368
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130529
FILED AS OF DATE: 20130529
DATE AS OF CHANGE: 20130529
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ADVANCED TECHNOLOGY VENTURES VII LP
CENTRAL INDEX KEY: 0001138942
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35940
FILM NUMBER: 13878992
BUSINESS ADDRESS:
STREET 1: 281 WINTER ST
STREET 2: SUITE 350
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 7812900707
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHANNELADVISOR CORP
CENTRAL INDEX KEY: 0001169652
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 562257867
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2701 AERIAL CENTER PARKWAY
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
BUSINESS PHONE: 919-228-4700
MAIL ADDRESS:
STREET 1: 2701 AERIAL CENTER PARKWAY
CITY: MORRISVILLE
STATE: NC
ZIP: 27560
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ATV Entrepreneurs VII, L.P.
CENTRAL INDEX KEY: 0001294513
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35940
FILM NUMBER: 13878993
BUSINESS ADDRESS:
STREET 1: 1000 WINTER STREET, SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0707
MAIL ADDRESS:
STREET 1: 1000 WINTER STREET, SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advanced Technology Ventures VII(B), L.P.
CENTRAL INDEX KEY: 0001294525
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35940
FILM NUMBER: 13878996
BUSINESS ADDRESS:
STREET 1: 1000 WINTER STREET, SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0707
MAIL ADDRESS:
STREET 1: 1000 WINTER STREET, SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Advanced Technology Ventures VII(C), L.P.
CENTRAL INDEX KEY: 0001294527
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35940
FILM NUMBER: 13878994
BUSINESS ADDRESS:
STREET 1: 1000 WINTER STREET, SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-290-0707
MAIL ADDRESS:
STREET 1: 1000 WINTER STREET, SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ATV Associates VII, L.L.C.
CENTRAL INDEX KEY: 0001317308
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35940
FILM NUMBER: 13878997
BUSINESS ADDRESS:
STREET 1: BAY COLONY CORPORATE CENTER
STREET 2: 1000 WINTER ST., SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: (781) 684-0045
MAIL ADDRESS:
STREET 1: BAY COLONY CORPORATE CENTER
STREET 2: 1000 WINTER ST., SUITE 3700
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER NAME:
FORMER CONFORMED NAME: ATV Associates VIII, L.L.C.
DATE OF NAME CHANGE: 20050210
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-05-29
0
0001169652
CHANNELADVISOR CORP
ECOM
0001317308
ATV Associates VII, L.L.C.
500 BOYLSTON ST., SUITE 1380
BOSTON
MA
02116
0
0
1
0
0001294525
Advanced Technology Ventures VII(B), L.P.
500 BOYLSTON ST., SUITE 1380
BOSTON
MA
02116
0
0
1
0
0001294527
Advanced Technology Ventures VII(C), L.P.
500 BOYLSTON ST., SUITE 1380
BOSTON
MA
02116
0
0
1
0
0001294513
ATV Entrepreneurs VII, L.P.
500 BOYLSTON ST., SUITE 1380
BOSTON
MA
02116
0
0
1
0
0001138942
ADVANCED TECHNOLOGY VENTURES VII LP
500 BOYLSTON ST., SUITE 1380
BOSTON
MA
02116
0
0
1
0
Common Stock
2013-05-29
4
C
0
2495895
A
2495895
I
By Funds
Series A Preferred Stock
2013-05-29
4
C
0
3065080
0.00
D
Common Stock
191565
0
I
By Funds
Series B Preferred Stock
2013-05-29
4
C
0
24052539
0.00
D
Common Stock
1503282
0
I
By Funds
Series B-1 Preferred Stock
2013-05-29
4
C
0
1000000
0.00
D
Common Stock
62498
0
I
By Funds
Warrant to Purchase Series C Preferred Stock (right to buy)
0.685
2013-05-29
4
X
0
124150
0.00
D
2008-05-30
Series C Preferred Stock
124150
0
I
By Funds
Series C Preferred Stock
2013-05-29
4
X
0
124150
0.685
A
Common Stock
7758
11914029
I
By Funds
Series C Preferred Stock
2013-05-29
4
S
0
97194
0.875
D
Common Stock
6074
11816835
I
By Funds
Series C Preferred Stock
2013-05-29
4
C
0
11816835
0.00
D
Common Stock
738550
0
I
By Funds
The total represents shares received upon conversion of shares of Series A, Series B, Series B-1 and Series C convertible preferred stock.
Each share of convertible preferred stock was convertible, at any time, at the holder's election, into the issuer's common stock on a 1-for-16 basis. Effective immediately prior to the closing of the issuer's initial public offering of its common stock, each share of convertible preferred stock automatically converted into one-sixteenth of one share of common stock. The convertible preferred stock had no expiration date.
ATV Associates VII, L.L.C. ("ATV LLC") is the general partner of Advanced Technology Ventures VII, L.P. ("ATV VII"), Advanced Technology Ventures VII (B), L.P. ("ATV VIIB"), Advanced Technology Ventures VII (C), L.P. ("ATV VIIC") and ATV Entrepreneurs VII, L.P. ("ATVE VII" and, together with ATV VII, ATV VIIB and ATV VIIC, the "Funds"). ATV LLC disclaims beneficial ownership of the securities owned directly by the Funds, and this report shall not be deemed to be an admission that ATV LLC is the beneficial owner of such securities, except to the extent of its pecuniary interest therein, if any, by virtue of its general partner interests in the Funds. Robert Hower, a managing director of ATV LLC, serves on the issuer's board of directors.
ATV VII owns 2,342,738 shares of common stock. ATV VIIB owns 94,011 shares of common stock. ATV VIIC owns 45,187 shares of common stock. ATVE VII owns 13,959 shares of common stock.
The number of underlying shares of common stock reported reflects a 1-for-16 reverse stock split of the issuer's common stock effected on May 9, 2013.
ATV VII owns 179,811 shares of common stock. ATV VIIB owns 7,215 shares of common stock. ATV VIIC owns 3,468 shares of common stock. ATVE VII owns 1,071 shares of common stock.
ATV VII owns 1,411,033 shares of common stock. ATV VIIB owns 56,624 shares of common stock. ATV VIIC owns 27,217 shares of common stock. ATVE VII owns 8,408 shares of common stock.
ATV VII owns 58,664 shares of common stock. ATV VIIB owns 2,354 shares of common stock. ATV VIIC owns 1,131 shares of common stock. ATVE VII owns 349 shares of common stock.
This warrant expires upon an initial public offering of the issuer's securities.
ATV VII owned warrants to purchase 116,533 shares. ATV VIIB owned warrants to purchase 4,676 shares. ATV VIIC owned warrants to purchase 2,247 shares. ATVE VII owned warrants to purchase 694 shares.
On May 29, 2013, the Funds exercised warrants to purchase 124,150 shares of the issuer's Series C convertible preferred stock for $0.685 per share. The Funds paid the exercise price on a cashless basis, resulting in the issuer's withholding of 97,194 of the Series C convertible preferred shares to pay the exercise price and issuing to the Funds the remaining 26,956 shares of Series C convertible preferred stock.
ATV VII owns 693,230 shares of common stock. ATV VIIB owns 27,818 shares of common stock. ATV VIIC owns 13,371 shares of common stock. ATVE VII owns 4,131 shares of common stock.
/s/ Robert Hower, as Managing Director of ATV Associates VII, L.L.C.
2013-05-29
/s/ Robert Hower, as Managing Director of ATV Associates VII, L.L.C., the general partner of Advanced Technology Ventures VII (B), L.P.
2013-05-29
/s/ Robert Hower, as Managing Director of ATV Associates VII, L.L.C., the general partner of Advanced Technology Ventures VII (C), L.P.
2013-05-29
/s/ Robert Hower, as Managing Director of ATV Associates VII, L.L.C., the general partner of ATV Entrepreneurs VII, L.P.
2013-05-29
/s/ Robert Hower, as Managing Director of ATV Associates VII, L.L.C., the general partner of Advanced Technology Ventures VII, L.P.
2013-05-29