0001209191-15-007496.txt : 20150129
0001209191-15-007496.hdr.sgml : 20150129
20150129170658
ACCESSION NUMBER: 0001209191-15-007496
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150127
FILED AS OF DATE: 20150129
DATE AS OF CHANGE: 20150129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INFINERA CORP
CENTRAL INDEX KEY: 0001138639
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770560433
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1228
BUSINESS ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-572-5200
MAIL ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: ZEPTON NETWORKS INC
DATE OF NAME CHANGE: 20010418
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: REDFIELD CARL
CENTRAL INDEX KEY: 0001180677
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33486
FILM NUMBER: 15559775
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-01-27
0
0001138639
INFINERA CORP
INFN
0001180677
REDFIELD CARL
C/O INFINERA CORPORATION
140 CASPIAN COURT
SUNNYVALE
CA
94089
1
0
0
0
Common Stock
2015-01-27
4
M
0
50000
7.45
A
79439
I
See Footnote
Common Stock
2015-01-27
4
S
0
50000
16.5175
D
29439
I
See Footnote
Common Stock
39562
D
Non-Qualified Stock Option (Right to Buy)
13.00
2017-06-06
Common Stock
12500
12500
D
Non-Qualified Stock Option (Right to Buy)
13.16
2018-05-13
Common Stock
12500
12500
D
Non-Qualified Stock Option (Right to Buy)
7.45
2015-01-27
4
M
0
50000
0.00
D
2019-08-10
Common Stock
50000
50000
D
Non-Qualified Stock Option (Right to Buy)
7.55
2020-05-19
Common Stock
14500
14500
D
Non-Qualified Stock Option (Right to Buy)
7.25
2021-05-18
Common Stock
17600
17600
D
Restricted Stock Units
Common Stock
19009
19009
D
These shares are held directly by The Carl Redfield Trust 2000 dated 10/18/00, for which Mr. Redfield serves as trustee.
This sale was made in connection with Mr. Redfield's Rule 10b5-1 Trading Plan, which was adopted on May 28, 2014.
This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $16.25 to $16.72 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Redfield will provide full information regarding the number of shares sold at each separate price.
This option is fully vested.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
These RSUs fully vest on the earlier of the date of the Company's next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Redfield's continued service to the Company.
/s/ Michael Post, by Power of Attorney
2015-01-29