0001209191-15-007496.txt : 20150129 0001209191-15-007496.hdr.sgml : 20150129 20150129170658 ACCESSION NUMBER: 0001209191-15-007496 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150127 FILED AS OF DATE: 20150129 DATE AS OF CHANGE: 20150129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFINERA CORP CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: REDFIELD CARL CENTRAL INDEX KEY: 0001180677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 15559775 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-01-27 0 0001138639 INFINERA CORP INFN 0001180677 REDFIELD CARL C/O INFINERA CORPORATION 140 CASPIAN COURT SUNNYVALE CA 94089 1 0 0 0 Common Stock 2015-01-27 4 M 0 50000 7.45 A 79439 I See Footnote Common Stock 2015-01-27 4 S 0 50000 16.5175 D 29439 I See Footnote Common Stock 39562 D Non-Qualified Stock Option (Right to Buy) 13.00 2017-06-06 Common Stock 12500 12500 D Non-Qualified Stock Option (Right to Buy) 13.16 2018-05-13 Common Stock 12500 12500 D Non-Qualified Stock Option (Right to Buy) 7.45 2015-01-27 4 M 0 50000 0.00 D 2019-08-10 Common Stock 50000 50000 D Non-Qualified Stock Option (Right to Buy) 7.55 2020-05-19 Common Stock 14500 14500 D Non-Qualified Stock Option (Right to Buy) 7.25 2021-05-18 Common Stock 17600 17600 D Restricted Stock Units Common Stock 19009 19009 D These shares are held directly by The Carl Redfield Trust 2000 dated 10/18/00, for which Mr. Redfield serves as trustee. This sale was made in connection with Mr. Redfield's Rule 10b5-1 Trading Plan, which was adopted on May 28, 2014. This price represents the weighted average sale price of the shares sold in multiple transactions at prices ranging from $16.25 to $16.72 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Redfield will provide full information regarding the number of shares sold at each separate price. This option is fully vested. Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company. These RSUs fully vest on the earlier of the date of the Company's next annual meeting of stockholders or the one-year anniversary of the date of grant, subject to Mr. Redfield's continued service to the Company. /s/ Michael Post, by Power of Attorney 2015-01-29