-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S34S/wHr557wLgIncpfRK35ThppZoqNaTEjZU/z6+fPFi9GowCs3B0qQk9laYBzA E77ychQl+5LPKZsP450h0w== 0001181431-09-034703.txt : 20090708 0001181431-09-034703.hdr.sgml : 20090708 20090708175911 ACCESSION NUMBER: 0001181431-09-034703 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090706 FILED AS OF DATE: 20090708 DATE AS OF CHANGE: 20090708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singh Jagdeep CENTRAL INDEX KEY: 0001398826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 09935796 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 169 JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFINERA CORP CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 169 JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 169 JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 4 1 rrd248087.xml WEEK 7/6/09: 10B5-1 SALE X0303 4 2009-07-06 0 0001138639 INFINERA CORP INFN 0001398826 Singh Jagdeep C/O INFINERA CORPORATION 169 JAVA DRIVE SUNNYVALE CA 94089 1 1 0 0 Chairman, President & CEO Common Stock 2009-06-30 5 G 0 108723 0 D 0 I See footnote Common Stock 2009-06-30 5 G 0 108723 0 D 0 I See footnote Common Stock 2009-07-06 4 S 0 16000 8.5861 D 1559110 I See footnote Excludes 7,776 shares previously held directly by the Roshni Singh Annuity Trust dated 6/21/2006 for which the Reporting Person serves as trustee (the "R. Singh Annuity Trust") which were transferred on June 30, 2009 and are now held directly by the Singh Family Trust U/D/T dated 10/3/96 for which the Reporting Person serves as trustee (the "Singh Family Trust"). Shares held directly by the R. Singh Annuity Trust. Excludes 7,776 shares previously held directly by the Jagdeep Singh Annuity Trust dated 6/21/2006 for which the Reporting Person serves as trustee (the "J. Singh Annuity Trust") which were transferred on June 30, 2009 and are now held directly by the Singh Family Trust. Shares held directly by the J. Singh Annuity Trust. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2008. The sale price reported in column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $8.51 to $8.83 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. Includes 7,776 shares previously held directly by the R. Singh Annuity Trust and 7,776 shares previously held directly by the J. Singh Annuity Trust which were transferred on June 30, 2009 and are now held directly by the Singh Family Trust. Shares held directly by the Singh Family Trust. /s/ by Michael O. McCarthy, power of attorney 2009-07-08 -----END PRIVACY-ENHANCED MESSAGE-----