-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, ASLWMpAVGrNmJC8bqmGqMwsBIuFaeoLqQPjLPUeVUDo8Bsfc01z7kjFGuhj2IApP 0M7w2Y6kpmJcWFx7rFL2HQ== 0001181431-09-033861.txt : 20090702 0001181431-09-033861.hdr.sgml : 20090702 20090702164847 ACCESSION NUMBER: 0001181431-09-033861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090701 FILED AS OF DATE: 20090702 DATE AS OF CHANGE: 20090702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chandler Scott A CENTRAL INDEX KEY: 0001398819 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 09928115 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 169 JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFINERA CORP CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 169 JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 169 JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 4 1 rrd247773.xml WEEK 6/29/09: 10B5-1 SALES X0303 4 2009-07-01 0 0001138639 INFINERA CORP INFN 0001398819 Chandler Scott A C/O INFINERA CORPORATION 169 JAVA DRIVE SUNNYVALE CA 94089 0 1 0 0 VP, Worldwide Sales Common Stock 2009-07-01 4 M 0 1368 1.32 A 1368 D Common Stock 2009-07-01 4 M 0 1301 2.00 A 2669 D Common Stock 2009-07-01 4 S 0 2669 9.1388 D 0 D Employee stock option (right to buy) 1.32 2009-07-01 4 M 0 1368 0 D 2015-11-28 Common Stock 1368 1377 D Employee stock option (right to buy) 2.00 2009-07-01 4 M 0 1301 0 D 2016-08-08 Common Stock 1301 15651 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2007. The sale price reported in column 4 of Table 1 represents the weighted average sale price of the shares sold ranging from $9.02 to $9.19 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on August 26, 2005 and one forty-eighth of the shares shall vest monthly thereafter. The option is subject to an early exercise provision and is immediately exercisable. One forty-eighth of the shares subject to the option vested on July 29, 2006 and one forty-eighth of the shares shall vest monthly thereafter. /s/ Michael O. McCarthy, by power of attorney 2009-07-02 -----END PRIVACY-ENHANCED MESSAGE-----