0001138639-21-000164.txt : 20210908 0001138639-21-000164.hdr.sgml : 20210908 20210908202535 ACCESSION NUMBER: 0001138639-21-000164 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210905 FILED AS OF DATE: 20210908 DATE AS OF CHANGE: 20210908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fernicola Michael H CENTRAL INDEX KEY: 0001596296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 211243319 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infinera Corp CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1225 BUSINESS ADDRESS: STREET 1: 6373 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 6373 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA Corp DATE OF NAME CHANGE: 20161219 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA CORP DATE OF NAME CHANGE: 20030528 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 4 1 wf-form4_163114711797917.xml FORM 4 X0306 4 2021-09-05 0 0001138639 Infinera Corp INFN 0001596296 Fernicola Michael H C/O INFINERA CORPORATION 6373 SAN IGNACIO AVENUE SAN JOSE CA 95119 0 1 0 0 Chief Accounting Officer Common Stock 2021-09-05 4 M 0 1667 0 A 1667 D Common Stock 2021-09-05 4 F 0 827 8.84 D 840 D Common Stock 2021-09-05 4 M 0 50000 0 A 50840 D Common Stock 2021-09-05 4 F 0 24790 8.84 D 26050 D Common Stock 2021-09-05 4 M 0 33333 0 A 59383 D Common Stock 2021-09-05 4 F 0 16527 8.84 D 42856 D Restricted Stock Units 2021-09-05 4 M 0 1667 0 D Common Stock 11668.0 10001 D Restricted Stock Units 2021-09-05 4 M 0 50000 0 D Common Stock 50000.0 0 D Restricted Stock Units 2021-09-05 4 M 0 33333 0 D Common Stock 66666.0 33333 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). The RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Fernicola's continued service to the Company. The RSUs vest in two annual installments beginning on September 5, 2020, subject to Mr. Fernicola's continued service to the Company. The RSUs vest in three annual installments beginning on September 5, 2020, subject to Mr. Fernicola's continued service to the Company. /s/ Michael Hopp, by Power of Attorney 2021-09-08