0001138639-21-000057.txt : 20210311 0001138639-21-000057.hdr.sgml : 20210311 20210311190454 ACCESSION NUMBER: 0001138639-21-000057 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210309 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fernicola Michael H CENTRAL INDEX KEY: 0001596296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 21734849 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Infinera Corp CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 6373 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 6373 SAN IGNACIO AVENUE CITY: SAN JOSE STATE: CA ZIP: 95119 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA Corp DATE OF NAME CHANGE: 20161219 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA CORP DATE OF NAME CHANGE: 20030528 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 4 1 wf-form4_161550747294093.xml FORM 4 X0306 4 2021-03-09 0 0001138639 Infinera Corp INFN 0001596296 Fernicola Michael H C/O INFINERA CORPORATION 6373 SAN IGNACIO AVENUE SAN JOSE CA 95119 0 1 0 0 Chief Accounting Officer Restricted Stock Units 2021-03-09 4 A 0 17500 0 A Common Stock 17500.0 17500 D Restricted Stock Units 2021-03-09 4 A 0 13000 0 A Common Stock 13000.0 13000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). These RSUs vest as to one-third of the shares on the one-year anniversary of the vesting commencement date, which is April 5, 2021, and 1/12th quarterly thereafter, subject to Mr. Fernicola's continued service to the Company through each applicable vesting date. These RSUs vest as to one-half of the shares on the one-year anniversary of the vesting commencement date, which is April 5, 2021, and 1/8th quarterly thereafter, subject to Mr. Fernicola's continued service to the Company through each applicable vesting date. /s/ Michael Hopp, by Power of Attorney 2021-03-11