0001138639-20-000145.txt : 20200909 0001138639-20-000145.hdr.sgml : 20200909 20200909191058 ACCESSION NUMBER: 0001138639-20-000145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200905 FILED AS OF DATE: 20200909 DATE AS OF CHANGE: 20200909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fernicola Michael H CENTRAL INDEX KEY: 0001596296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 201167468 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFINERA Corp CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA CORP DATE OF NAME CHANGE: 20030528 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 4 1 wf-form4_159969304129775.xml FORM 4 X0306 4 2020-09-05 0 0001138639 INFINERA Corp INFN 0001596296 Fernicola Michael H C/O INFINERA CORPORATION 140 CASPIAN COURT SUNNYVALE CA 94089 0 1 0 0 Chief Accounting Officer Common Stock 2020-09-05 4 M 0 50000 0 A 50000 D Common Stock 2020-09-05 4 F 0 17290 6.28 D 32710 D Common Stock 2020-09-05 4 M 0 33334 0 A 66044 D Common Stock 2020-09-05 4 F 0 11527 6.28 D 54517 D Restricted Stock Units 2020-09-05 4 M 0 50000 0 D Common Stock 50000.0 50000 D Restricted Stock Units 2020-09-05 4 M 0 33334 0 D Common Stock 33334.0 66666 D Restricted Stock Units Common Stock 20000.0 20000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company"). These RSUs vest in two annual installments beginning on September 5, 2020, subject to Mr. Fernicola's continued service to the Company through each applicable vesting date. These RSUs vest in three annual installments beginning on September 5, 2020, subject to Mr. Fernicola's continued service to the Company through each applicable vesting date. These RSUs vest as to one-third of the shares on the one year anniversary of the vesting commencement date, which is March 5, 2020, and 1/12th quarterly thereafter, subject to Mr. Fernicola's continued service to the Company through each applicable vesting date. /s/ David L. Teichmann, by Power of Attorney 2020-09-09