0001138639-19-000119.txt : 20191007 0001138639-19-000119.hdr.sgml : 20191007 20191007191453 ACCESSION NUMBER: 0001138639-19-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191005 FILED AS OF DATE: 20191007 DATE AS OF CHANGE: 20191007 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEARD DAVID W CENTRAL INDEX KEY: 0001245146 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 191141660 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFINERA Corp CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1228 BUSINESS ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 140 CASPIAN COURT CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: INFINERA CORP DATE OF NAME CHANGE: 20030528 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 4 1 wf-form4_157049007139992.xml FORM 4 X0306 4 2019-10-05 0 0001138639 INFINERA Corp INFN 0001245146 HEARD DAVID W C/O INFINERA CORPORATION 140 CASPIAN COURT SUNNYVALE CA 94089 0 1 0 0 Chief Operating Officer Common Stock 2019-10-05 4 M 0 17500 0 A 122848 D Common Stock 2019-10-05 4 F 0 6052 5.38 D 116796 D Restricted Stock Units Common Stock 75000.0 75000 D Restricted Stock Units Common Stock 51562.0 51562 D Restricted Stock Units 2019-10-05 4 M 0 17500 0 D Common Stock 17500.0 52500 D Restricted Stock Units Common Stock 220000.0 220000 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation. These RSUs vest in four annual installments beginning on July 5, 2018. These RSUs vest in four annual installments beginning on May 5, 2019. These RSUs vest in four annual installments beginning on October 5, 2019. These RSUs vest in three annual installments beginning on May 5, 2020. /s/ Michael Post, by Power of Attorney 2019-10-07