0001138639-18-000104.txt : 20181109
0001138639-18-000104.hdr.sgml : 20181109
20181109154138
ACCESSION NUMBER: 0001138639-18-000104
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181109
FILED AS OF DATE: 20181109
DATE AS OF CHANGE: 20181109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEARD DAVID W
CENTRAL INDEX KEY: 0001245146
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33486
FILM NUMBER: 181172917
MAIL ADDRESS:
STREET 1: C/O INFINERA CORPORATION
STREET 2: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INFINERA Corp
CENTRAL INDEX KEY: 0001138639
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661]
IRS NUMBER: 770560433
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-572-5200
MAIL ADDRESS:
STREET 1: 140 CASPIAN COURT
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: INFINERA CORP
DATE OF NAME CHANGE: 20030528
FORMER COMPANY:
FORMER CONFORMED NAME: ZEPTON NETWORKS INC
DATE OF NAME CHANGE: 20010418
4
1
wf-form4_154179608015714.xml
FORM 4
X0306
4
2018-11-09
0
0001138639
INFINERA Corp
INFN
0001245146
HEARD DAVID W
C/O INFINERA CORPORATION
140 CASPIAN COURT
SUNNYVALE
CA
94089
0
1
0
0
Chief Operating Officer
Common Stock
2018-11-09
4
P
0
20000
4.7434
A
44532
D
Restricted Stock Units
Common Stock
112500.0
112500
D
Restricted Stock Units
Common Stock
68750.0
68750
D
Restricted Stock Units
Common Stock
70000.0
70000
D
This price represents the weighted average purchase price of the shares bought in multiple transactions at prices ranging from $4.695 to $4.8025 per share. Upon request by the staff of the Securities and Exchange Commission, Infinera Corporation (the "Company") or a security holder of the Company, Mr. Heard will provide full information regarding the number of shares purchased at each separate price.
Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Company.
These RSUs vest in four annual installments beginning on July 5, 2018.
These RSUs vest in four annual installments beginning on May 5, 2019.
These RSUs vest in four annual installments beginning on October 5, 2019.
/s/ Michael Post, by Power of Attorney
2018-11-09