-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BrKHW/T03Qr/UjH+E/HcgYkC2Rg3UMU6NXZFdiNLGZRWlyjEjX5jwSURDcAWJut8 89Lr8hqS25RksOahHgqmuA== 0001104659-10-000374.txt : 20100105 0001104659-10-000374.hdr.sgml : 20100105 20100105174845 ACCESSION NUMBER: 0001104659-10-000374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100101 FILED AS OF DATE: 20100105 DATE AS OF CHANGE: 20100105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singh Jagdeep CENTRAL INDEX KEY: 0001398826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33486 FILM NUMBER: 10508696 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 169 JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFINERA CORP CENTRAL INDEX KEY: 0001138639 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 770560433 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 169 JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-572-5200 MAIL ADDRESS: STREET 1: 169 JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: ZEPTON NETWORKS INC DATE OF NAME CHANGE: 20010418 4 1 a4.xml 4 X0303 4 2010-01-01 0 0001138639 INFINERA CORP INFN 0001398826 Singh Jagdeep C/O INFINERA CORPORATION 169 JAVA DRIVE SUNNYVALE CA 94089 1 1 0 0 Chairman of the Board Restricted Stock Units 2010-01-01 4 A 0 37500 0 A Common Stock 37500 37500 D Performance Share Units 2010-01-01 4 A 0 75000 0 A 2013-01-01 2013-01-01 Common Stock 75000 75000 D Each restricted stock unit represents a contingent right to receive one share of INFN common stock. All of the restricted stock units vest on December 31, 2010. Upon vesting of the RSUs, shares of common stock will be delivered to the Reporting Person as soon as practicable. The reported performance share units entitle the Reporting Person to receive shares of common stock based on INFN's stock price performance as compared to NASDAQ. The amount of shares to be awarded is subject to adjustment within a range of 0.5x-2.0x payout of shares based upon the change in INFN's stock price as measured against the change of the NASDAQ. The measurement periods are a comparison of the six month average between July 2, 2012 and January 1, 2013 as compared to the 30 day trailing average as of January 1, 2010. /s/ Michael O. McCarthy by power of attorney 2010-01-05 -----END PRIVACY-ENHANCED MESSAGE-----