Chief Compliance Officer

0001172661-22-002491.txt : 20221114 0001172661-22-002491.hdr.sgml : 20221114 20221114132751 ACCESSION NUMBER: 0001172661-22-002491 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221114 DATE AS OF CHANGE: 20221114 EFFECTIVENESS DATE: 20221114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN OAK WEALTH MANAGEMENT INC CENTRAL INDEX KEY: 0001138486 IRS NUMBER: 391230894 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06523 FILM NUMBER: 221383319 BUSINESS ADDRESS: STREET 1: 207 E MICHIGAN ST, SUITE 200 CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 4142780590 MAIL ADDRESS: STREET 1: 207 E MICHIGAN ST, SUITE 200 CITY: MILWAUKEE STATE: WI ZIP: 53202 FORMER COMPANY: FORMER CONFORMED NAME: NORTHERN OAK CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 20020514 FORMER COMPANY: FORMER CONFORMED NAME: HAKER ZELLMER INVESTMENT MANAGEMENT INC DATE OF NAME CHANGE: 20010416 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001138486 XXXXXXXX 09-30-2022 09-30-2022 false NORTHERN OAK WEALTH MANAGEMENT INC

207 E MICHIGAN ST, SUITE 200 MILWAUKEE WI 53202

13F HOLDINGS REPORT 028-06523 N David Bucur Chief Compliance Officer 812-464-1463 /s/ David Bucur Milwaukee WI 11-14-2022 0 194 668186 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 940 8509 SH SOLE 0 0 8509 ABBOTT LABS COM 002824100 1381 14271 SH SOLE 0 0 14271 ABBVIE INC COM 00287Y109 2349 17504 SH SOLE 0 0 17504 ABRDN ETFS BBRG ALL COMD K1 003261104 708 27396 SH SOLE 0 0 27396 ADVANCED MICRO DEVICES INC COM 007903107 1092 17240 SH SOLE 0 0 17240 AGNC INVT CORP COM 00123Q104 151 17965 SH SOLE 0 0 17965 AIR PRODS & CHEMS INC COM 009158106 913 3922 SH SOLE 0 0 3922 ALPHABET INC CAP STK CL A 02079K305 5449 56965 SH SOLE 0 0 56965 ALPHABET INC CAP STK CL C 02079K107 296 3080 SH SOLE 0 0 3080 ALTRIA GROUP INC COM 02209S103 7653 189512 SH SOLE 0 0 189512 AMAZON COM INC COM 023135106 4353 38518 SH SOLE 0 0 38518 ANNALY CAPITAL MANAGEMENT IN COM NEW 035710839 175 10225 SH SOLE 0 0 10225 APPLE INC COM 037833100 21673 156822 SH SOLE 0 0 156822 ARES CAPITAL CORP COM 04010L103 280 16575 SH SOLE 0 0 16575 AT&T INC COM 00206R102 5047 328985 SH SOLE 0 0 328985 AUTOMATIC DATA PROCESSING IN COM 053015103 249 1100 SH SOLE 0 0 1100 BANK NEW YORK MELLON CORP COM 064058100 456 11844 SH SOLE 0 0 11844 BERKSHIRE HATHAWAY INC DEL CL A 084670108 406 1 SH SOLE 0 0 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 382 1430 SH SOLE 0 0 1430 BK OF AMERICA CORP COM 060505104 7085 234598 SH SOLE 0 0 234598 BLACKSTONE INC COM 09260D107 302 3605 SH SOLE 0 0 3605 BOEING CO COM 097023105 940 7764 SH SOLE 0 0 7764 BP PLC SPONSORED ADR 055622104 307 10750 SH SOLE 0 0 10750 BRISTOL-MYERS SQUIBB CO COM 110122108 7986 112336 SH SOLE 0 0 112336 BROADCOM INC COM 11135F101 12121 27299 SH SOLE 0 0 27299 CARDINAL HEALTH INC COM 14149Y108 11551 173236 SH SOLE 0 0 173236 CATERPILLAR INC COM 149123101 208 1270 SH SOLE 0 0 1270 CHEVRON CORP NEW COM 166764100 8116 56489 SH SOLE 0 0 56489 CISCO SYS INC COM 17275R102 8940 223500 SH SOLE 0 0 223500 CITIGROUP INC COM NEW 172967424 5524 132558 SH SOLE 0 0 132558 COCA COLA CO COM 191216100 606 10814 SH SOLE 0 0 10814 COINBASE GLOBAL INC COM CL A 19260Q107 269 4178 SH SOLE 0 0 4178 CONAGRA BRANDS INC COM 205887102 430 13187 SH SOLE 0 0 13187 CONOCOPHILLIPS COM 20825C104 379 3708 SH SOLE 0 0 3708 COTERRA ENERGY INC COM 127097103 337 12892 SH SOLE 0 0 12892 CROWN CASTLE INC COM 22822V101 778 5385 SH SOLE 0 0 5385 CUMMINS INC COM 231021106 679 3334 SH SOLE 0 0 3334 CVS HEALTH CORP COM 126650100 6205 65066 SH SOLE 0 0 65066 DOMINION ENERGY INC COM 25746U109 578 8366 SH SOLE 0 0 8366 DOW INC COM 260557103 7772 176927 SH SOLE 0 0 176927 DOXIMITY INC CL A 26622P107 1517 50192 SH SOLE 0 0 50192 DUKE ENERGY CORP NEW COM NEW 26441C204 518 5573 SH SOLE 0 0 5573 EMERSON ELEC CO COM 291011104 449 6135 SH SOLE 0 0 6135 ENBRIDGE INC COM 29250N105 328 8845 SH SOLE 0 0 8845 ENTERPRISE PRODS PARTNERS L COM 293792107 453 19050 SH SOLE 0 0 19050 EXXON MOBIL CORP COM 30231G102 10912 124984 SH SOLE 0 0 124984 FEDEX CORP COM 31428X106 4877 32847 SH SOLE 0 0 32847 FIRST AMERN FINL CORP COM 31847R102 208 4519 SH SOLE 0 0 4519 FIRST BUSINESS FINL SVCS INC COM 319390100 201 6207 SH SOLE 0 0 6207 FIRST HORIZON CORPORATION COM 320517105 385 16800 SH SOLE 0 0 16800 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 12676 759025 SH SOLE 0 0 759025 FIRST TR EXCHANGE TRADED FD DJ GLBL DIVID 33734X200 249 13410 SH SOLE 0 0 13410 FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 33739Q408 2128 35868 SH SOLE 0 0 35868 FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 33738D101 846 34016 SH SOLE 0 0 34016 FORD MTR CO DEL COM 345370860 220 19644 SH SOLE 0 0 19644 FREEPORT-MCMORAN INC CL B 35671D857 339 12402 SH SOLE 0 0 12402 GENERAL MTRS CO COM 37045V100 1065 33202 SH SOLE 0 0 33202 GOLDMAN SACHS BDC INC SHS 38147U107 256 17727 SH SOLE 0 0 17727 GOLDMAN SACHS GROUP INC COM 38141G104 1054 3596 SH SOLE 0 0 3596 HANESBRANDS INC COM 410345102 117 16792 SH SOLE 0 0 16792 HOME DEPOT INC COM 437076102 2631 9536 SH SOLE 0 0 9536 HONEYWELL INTL INC COM 438516106 1018 6094 SH SOLE 0 0 6094 ILLUMINA INC COM 452327109 327 1715 SH SOLE 0 0 1715 INTEL CORP COM 458140100 5495 213237 SH SOLE 0 0 213237 INTERNATIONAL BUSINESS MACHS COM 459200101 2032 17106 SH SOLE 0 0 17106 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 6239 284902 SH SOLE 0 0 284902 INVESCO EXCH TRD SLF IDX FD BULSHS 2027 CB 46138J783 508 27296 SH SOLE 0 0 27296 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 1686 79581 SH SOLE 0 0 79581 INVESCO EXCH TRD SLF IDX FD BULSHS 2026 CB 46138J791 8374 449249 SH SOLE 0 0 449249 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 8992 430876 SH SOLE 0 0 430876 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 11173 547975 SH SOLE 0 0 547975 INVESCO EXCH TRD SLF IDX FD BULSHS 2025 CB 46138J825 6033 302495 SH SOLE 0 0 302495 INVESCO QQQ TR UNIT SER 1 46090E103 387 1448 SH SOLE 0 0 1448 ISHARES INC MSCI EMRG CHN 46434G764 368 8300 SH SOLE 0 0 8300 ISHARES SILVER TR ISHARES 46428Q109 240 13730 SH SOLE 0 0 13730 ISHARES TR EAFE VALUE ETF 464288877 500 12987 SH SOLE 0 0 12987 ISHARES TR S&P 500 VAL ETF 464287408 32077 249590 SH SOLE 0 0 249590 ISHARES TR SHORT TREAS BD 464288679 523 4755 SH SOLE 0 0 4755 ISHARES TR INTRM GOV CR ETF 464288612 330 3246 SH SOLE 0 0 3246 ISHARES TR CORE US AGGBD ET 464287226 243 2526 SH SOLE 0 0 2526 ISHARES TR RUS 1000 GRW ETF 464287614 3725 17703 SH SOLE 0 0 17703 ISHARES TR S&P MC 400GR ETF 464287606 22517 357292 SH SOLE 0 0 357292 ISHARES TR RUS 1000 VAL ETF 464287598 2900 21328 SH SOLE 0 0 21328 ISHARES TR RUS 2000 VAL ETF 464287630 260 2019 SH SOLE 0 0 2019 ISHARES TR S&P SML 600 GWT 464287887 5709 56150 SH SOLE 0 0 56150 ISHARES TR CORE S&P500 ETF 464287200 4487 12510 SH SOLE 0 0 12510 ISHARES TR RUSSELL 2000 ETF 464287655 1060 6429 SH SOLE 0 0 6429 ISHARES TR S&P 500 GRWT ETF 464287309 33157 573162 SH SOLE 0 0 573162 ISHARES TR 0-5YR HI YL CP 46434V407 1923 48150 SH SOLE 0 0 48150 ISHARES TR EAFE GRWTH ETF 464288885 774 10665 SH SOLE 0 0 10665 ISHARES TR CRE U S REIT ETF 464288521 1091 22965 SH SOLE 0 0 22965 ISHARES TR RUS 2000 GRW ETF 464287648 2684 12990 SH SOLE 0 0 12990 ISHARES TR ISHS 1-5YR INVS 464288646 623 12636 SH SOLE 0 0 12636 ISHARES TR SP SMCP600VL ETF 464287879 5838 70809 SH SOLE 0 0 70809 ISHARES TR S&P MC 400VL ETF 464287705 24767 275193 SH SOLE 0 0 275193 ISHARES TR CORE S&P TTL STK 464287150 550 6913 SH SOLE 0 0 6913 ISHARES TR GOV/CRED BD ETF 464288596 236 2312 SH SOLE 0 0 2312 ISHARES TR CORE S&P MCP ETF 464287507 1726 7872 SH SOLE 0 0 7872 ISHARES TR CORE S&P SCP ETF 464287804 919 10538 SH SOLE 0 0 10538 ISHARES TR COHEN STEER REIT 464287564 776 14467 SH SOLE 0 0 14467 ISHARES TR MSCI EAFE ETF 464287465 2736 48845 SH SOLE 0 0 48845 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 513 10235 SH SOLE 0 0 10235 JOHNSON & JOHNSON COM 478160104 10255 62777 SH SOLE 0 0 62777 JPMORGAN CHASE & CO COM 46625H100 7413 70934 SH SOLE 0 0 70934 KEYCORP COM 493267108 5593 349116 SH SOLE 0 0 349116 KIMBERLY-CLARK CORP COM 494368103 382 3395 SH SOLE 0 0 3395 KINDER MORGAN INC DEL COM 49456B101 463 27847 SH SOLE 0 0 27847 KRAFT HEINZ CO COM 500754106 396 11876 SH SOLE 0 0 11876 LILLY ELI & CO COM 532457108 1485 4592 SH SOLE 0 0 4592 LOCKHEED MARTIN CORP COM 539830109 7938 20549 SH SOLE 0 0 20549 LOWES COS INC COM 548661107 6518 34706 SH SOLE 0 0 34706 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 366 7700 SH SOLE 0 0 7700 MARATHON PETE CORP COM 56585A102 278 2800 SH SOLE 0 0 2800 MERCK & CO INC COM 58933Y105 7881 91510 SH SOLE 0 0 91510 META PLATFORMS INC CL A 30303M102 717 5284 SH SOLE 0 0 5284 MICROSOFT CORP COM 594918104 20026 85984 SH SOLE 0 0 85984 MONDELEZ INTL INC CL A 609207105 802 14621 SH SOLE 0 0 14621 MORGAN STANLEY COM NEW 617446448 5720 72396 SH SOLE 0 0 72396 MPLX LP COM UNIT REP LTD 55336V100 215 7150 SH SOLE 0 0 7150 NETFLIX INC COM 64110L106 495 2102 SH SOLE 0 0 2102 NEWMONT CORP COM 651639106 824 19600 SH SOLE 0 0 19600 NEXTERA ENERGY INC COM 65339F101 246 3140 SH SOLE 0 0 3140 NORTHROP GRUMMAN CORP COM 666807102 403 858 SH SOLE 0 0 858 NVIDIA CORPORATION COM 67066G104 413 3401 SH SOLE 0 0 3401 PALANTIR TECHNOLOGIES INC CL A 69608A108 81 10000 SH SOLE 0 0 10000 PEPSICO INC COM 713448108 1316 8060 SH SOLE 0 0 8060 PFIZER INC COM 717081103 7346 167866 SH SOLE 0 0 167866 PHILIP MORRIS INTL INC COM 718172109 4951 59646 SH SOLE 0 0 59646 PNC FINL SVCS GROUP INC COM 693475105 381 2551 SH SOLE 0 0 2551 PROCTER AND GAMBLE CO COM 742718109 2090 16557 SH SOLE 0 0 16557 PROSHARES TR DJ BRKFLD GLB 74347B508 707 17345 SH SOLE 0 0 17345 QUALCOMM INC COM 747525103 6876 60864 SH SOLE 0 0 60864 RAYTHEON TECHNOLOGIES CORP COM 75513E101 235 2871 SH SOLE 0 0 2871 REYNOLDS CONSUMER PRODS INC COM 76171L106 225 8659 SH SOLE 0 0 8659 SALESFORCE INC COM 79466L302 987 6860 SH SOLE 0 0 6860 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1319 20141 SH SOLE 0 0 20141 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 486 16010 SH SOLE 0 0 16010 SELECT SECTOR SPDR TR ENERGY 81369Y506 5238 72728 SH SOLE 0 0 72728 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 2799 58453 SH SOLE 0 0 58453 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2204 18559 SH SOLE 0 0 18559 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 280 3382 SH SOLE 0 0 3382 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 1865 27430 SH SOLE 0 0 27430 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 2407 19871 SH SOLE 0 0 19871 SHERWIN WILLIAMS CO COM 824348106 614 3000 SH SOLE 0 0 3000 SMUCKER J M CO COM NEW 832696405 257 1872 SH SOLE 0 0 1872 SOUTHERN CO COM 842587107 1796 26416 SH SOLE 0 0 26416 SPDR GOLD TR GOLD SHS 78463V107 10579 68394 SH SOLE 0 0 68394 SPDR S&P 500 ETF TR TR UNIT 78462F103 1943 5441 SH SOLE 0 0 5441 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1655 4120 SH SOLE 0 0 4120 SPDR SER TR PORTFOLIO INTRMD 78464A375 268 8559 SH SOLE 0 0 8559 SPDR SER TR PRTFLO S&P500 GW 78464A409 1710 34140 SH SOLE 0 0 34140 SPDR SER TR S&P KENSHO NEW 78468R648 352 9110 SH SOLE 0 0 9110 SPDR SER TR S&P DIVID ETF 78464A763 7105 63722 SH SOLE 0 0 63722 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 531 5793 SH SOLE 0 0 5793 SPDR SER TR ICE PFD SEC ETF 78464A292 854 24493 SH SOLE 0 0 24493 SPDR SER TR PRTFLO S&P500 VL 78464A508 2503 72585 SH SOLE 0 0 72585 STARBUCKS CORP COM 855244109 806 9568 SH SOLE 0 0 9568 STARWOOD PPTY TR INC COM 85571B105 601 32960 SH SOLE 0 0 32960 STRYKER CORPORATION COM 863667101 456 2250 SH SOLE 0 0 2250 SYSCO CORP COM 871829107 975 13783 SH SOLE 0 0 13783 TARGET CORP COM 87612E106 974 6565 SH SOLE 0 0 6565 TESLA INC COM 88160R101 401 1513 SH SOLE 0 0 1513 TEXAS INSTRS INC COM 882508104 372 2405 SH SOLE 0 0 2405 TRUIST FINL CORP COM 89832Q109 307 7057 SH SOLE 0 0 7057 UNION PAC CORP COM 907818108 4918 25245 SH SOLE 0 0 25245 UNITED STS COMMODITY INDEX F COMM IDX FND 911717106 1093 21285 SH SOLE 0 0 21285 UNITEDHEALTH GROUP INC COM 91324P102 11400 22573 SH SOLE 0 0 22573 VALERO ENERGY CORP COM 91913Y100 556 5200 SH SOLE 0 0 5200 VANECK ETF TRUST PREFERRED SECURT 92189F429 6170 358699 SH SOLE 0 0 358699 VANGUARD INDEX FDS SML CP GRW ETF 922908595 252 1292 SH SOLE 0 0 1292 VANGUARD INDEX FDS TOTAL STK MKT 922908769 311 1732 SH SOLE 0 0 1732 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 866 10800 SH SOLE 0 0 10800 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 229 1883 SH SOLE 0 0 1883 VANGUARD INDEX FDS SM CP VAL ETF 922908611 357 2488 SH SOLE 0 0 2488 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3486 10619 SH SOLE 0 0 10619 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 6252 171332 SH SOLE 0 0 171332 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 13675 180697 SH SOLE 0 0 180697 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 12443 167519 SH SOLE 0 0 167519 VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF 92206C771 624 13847 SH SOLE 0 0 13847 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 20625 353721 SH SOLE 0 0 353721 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 21180 366499 SH SOLE 0 0 366499 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 365 10036 SH SOLE 0 0 10036 VANGUARD WORLD FDS INF TECH ETF 92204A702 259 843 SH SOLE 0 0 843 VERIZON COMMUNICATIONS INC COM 92343V104 7077 186375 SH SOLE 0 0 186375 VIRTU FINL INC CL A 928254101 218 10484 SH SOLE 0 0 10484 VISA INC COM CL A 92826C839 1125 6334 SH SOLE 0 0 6334 WALGREENS BOOTS ALLIANCE INC COM 931427108 5835 185843 SH SOLE 0 0 185843 WALMART INC COM 931142103 8086 62347 SH SOLE 0 0 62347 WARNER BROS DISCOVERY INC COM SER A 934423104 271 23532 SH SOLE 0 0 23532 WEC ENERGY GROUP INC COM 92939U106 553 6188 SH SOLE 0 0 6188 WHITE MTNS INS GROUP LTD COM G9618E107 1533 1176 SH SOLE 0 0 1176 WILLIAMS COS INC COM 969457100 243 8499 SH SOLE 0 0 8499 WISDOMTREE TR US MIDCAP DIVID 97717W505 254 6745 SH SOLE 0 0 6745 XPO LOGISTICS INC COM 983793100 238 5347 SH SOLE 0 0 5347