0001209191-15-078881.txt : 20151110 0001209191-15-078881.hdr.sgml : 20151110 20151106160630 ACCESSION NUMBER: 0001209191-15-078881 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151104 FILED AS OF DATE: 20151106 DATE AS OF CHANGE: 20151106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Seagate Technology plc CENTRAL INDEX KEY: 0001137789 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 980648577 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0628 BUSINESS ADDRESS: STREET 1: 38/39 FITZWILLIAM SQUARE CITY: DUBLIN 2 STATE: L2 ZIP: 00000 BUSINESS PHONE: (353) (1) 234-3136 MAIL ADDRESS: STREET 1: 38/39 FITZWILLIAM SQUARE CITY: DUBLIN 2 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Seagate Technology DATE OF NAME CHANGE: 20090330 FORMER COMPANY: FORMER CONFORMED NAME: SEAGATE TECHNOLOGY DATE OF NAME CHANGE: 20021212 FORMER COMPANY: FORMER CONFORMED NAME: SEAGATE TECHNOLOGY HOLDINGS DATE OF NAME CHANGE: 20010406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORTON DAVID H JR CENTRAL INDEX KEY: 0001476070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31560 FILM NUMBER: 151209987 MAIL ADDRESS: STREET 1: SEAGATE TECHNOLOGY STREET 2: 920 DISC DRIVE CITY: SCOTTS VALLEY STATE: CA ZIP: 95066 FORMER NAME: FORMER CONFORMED NAME: MORTON DAVID H DATE OF NAME CHANGE: 20091103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-04 0 0001137789 Seagate Technology plc STX 0001476070 MORTON DAVID H JR SEAGATE TECHNOLOGY PLC 10200 S. DE ANZA BOULEVARD CUPERTINO CA 95014 0 1 0 0 Chief Financial Officer & EVP Ordinary Shares 2015-11-04 4 M 0 3047 11.155 A 27371 D Ordinary Shares 2015-11-04 4 M 0 1312 29.87 A 28683 D Ordinary Shares 2015-11-04 4 S 0 3178 38.935 D 25505 D NQ Stock Options 11.155 2015-11-04 4 M 0 3047 0.00 D 2012-09-12 2018-09-12 Ordinary Shares 3047 0 D NQ Stock Options 29.87 2015-11-04 4 M 0 1312 0.00 D 2013-09-10 2019-09-10 Ordinary Shares 1312 2407 D These Ordinary Shares were sold to cover the tax liabilities arising from the exercise of options previously granted to the Reporting Person. These Ordinary Shares were sold in multiple transactions at sales prices ranging from $38.935 to $38.9353, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4. Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 12, 2012. The remaining option shares vested in equal monthly installments over the 36 months following September 12, 2012. Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 10, 2013. The remaining option shares vest in equal monthly installments over the 36 months following September 10, 2013. /s/ Jolene Mendelsohn by power-of-attorey 2015-11-06