0001137789-20-000131.txt : 20201208 0001137789-20-000131.hdr.sgml : 20201208 20201208200515 ACCESSION NUMBER: 0001137789-20-000131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201207 FILED AS OF DATE: 20201208 DATE AS OF CHANGE: 20201208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fochtman Jeffrey D. CENTRAL INDEX KEY: 0001811019 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31560 FILM NUMBER: 201376631 MAIL ADDRESS: STREET 1: 47488 KATO ROAD CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Seagate Technology plc CENTRAL INDEX KEY: 0001137789 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 980648577 STATE OF INCORPORATION: L2 FISCAL YEAR END: 0703 BUSINESS ADDRESS: STREET 1: 38/39 FITZWILLIAM SQUARE CITY: DUBLIN 2 STATE: L2 ZIP: 00000 BUSINESS PHONE: 510-661-1000 MAIL ADDRESS: STREET 1: 38/39 FITZWILLIAM SQUARE CITY: DUBLIN 2 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: Seagate Technology DATE OF NAME CHANGE: 20090330 FORMER COMPANY: FORMER CONFORMED NAME: SEAGATE TECHNOLOGY DATE OF NAME CHANGE: 20021212 FORMER COMPANY: FORMER CONFORMED NAME: SEAGATE TECHNOLOGY HOLDINGS DATE OF NAME CHANGE: 20010406 4 1 wf-form4_160747589981417.xml FORM 4 X0306 4 2020-12-07 0 0001137789 Seagate Technology plc STX 0001811019 Fochtman Jeffrey D. SEAGATE TECHNOLOGY PLC 47488 KATO ROAD FREMONT CA 94538 0 1 0 0 SVP, Business & Marketing Ordinary Shares 2020-12-07 4 M 0 1943 36.09 A 7724 D Ordinary Shares 2020-12-07 4 M 0 2752 30.95 A 10476 D Ordinary Shares 2020-12-07 4 S 0 4695 63.4231 D 5781 D NQ Stock Option 36.09 2020-12-07 4 M 0 1943 0 D 2017-09-09 2023-09-09 Ordinary Shares 1943.0 0 D NQ Stock Option 30.95 2020-12-07 4 M 0 2752 0 D 2018-09-11 2024-09-11 Ordinary Shares 2752.0 2293 D These Ordinary Shares were sold in multiple trades at prices ranging from $63.42 to $63.4237. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 9, 2017. The remaining options vested in equal monthly installments over the 36 months following September 9, 2017. Options granted to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan are subject to a four-year vesting schedule. One quarter of the options vested on September 11, 2018. Subject to continuous employment, the remaining options vest in equal monthly installments over the 36 months following September 11, 2018. /s/ Leanne M. Mader, Attorney-in-Fact for Jeffrey D. Fochtman 2020-12-08