0001137774-24-000070.txt : 20240513 0001137774-24-000070.hdr.sgml : 20240513 20240513184924 ACCESSION NUMBER: 0001137774-24-000070 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240513 DATE AS OF CHANGE: 20240513 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 24940835 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: FALZON ROBERT CENTRAL INDEX KEY: 0001256465 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 5TH FLOOR STREET 2: ATTN.: REGULATORY FILINGS UNIT CITY: NEWARK STATE: NJ ZIP: 07102 144 1 primary_doc.xml 144 0001256465 XXXXXXXX LIVE 0001137774 PRUDENTIAL FINANCIAL INC 001-16707 751 BROAD ST NEWARK NJ 07102 9738026000 FALZON ROBERT Officer Common Morgan Stanley Smith Barney LLC Securities

Executive Services 200 W Civic Center Dr., 4th Floor Sandy UT 84070

130092 15396388.00 359000000 05/13/2024 NYSE Common 05/13/2024 Exercise of stock options granted 2/12/2019 Issuer N 60999 05/13/2024 Exercise and sell to cover Common 05/13/2024 Exercise of stock options granted 2/11/2020 Issuer N 69093 05/13/2024 Exercise and sell to cover Y 05/13/2024 /s/ Richard Baker, Attorney in Fact for Robert Falzon