0001137774-24-000049.txt : 20240228 0001137774-24-000049.hdr.sgml : 20240228 20240228140543 ACCESSION NUMBER: 0001137774-24-000049 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240228 DATE AS OF CHANGE: 20240228 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 24693648 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: KAPPLER ANN M CENTRAL INDEX KEY: 0001280546 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: PRUDENTIAL FINANCIAL, INC. STREET 2: 751 BROAD STREET, 5TH FLOOR CITY: NEWARK STATE: NJ ZIP: 07102 144 1 primary_doc.xml 144 0001280546 XXXXXXXX LIVE 0001137774 PRUDENTIAL FINANCIAL INC 001-16707 751 BROAD ST NEWARK NJ 07102 9738026000 KAPPLER ANN M Officer Common Morgan Stanley Smith Barney LLC Securities

Executive Services 200 W Civic Center Dr., 4th Floor Sandy UT 84070

8011 868312.00 359000000 02/28/2024 NYSE Common 02/28/2024 Exercise of stock options granted 10/13/2015 Issuer N 1070 02/28/2024 Cashless exercise Common 02/28/2024 Exercise of stock options granted 02/09/2016 Issuer N 6941 02/28/2024 Cashless exercise Y 02/28/2024 /s/ Richard Baker, Attorney in Fact for Ann M Kappler