0001137774-24-000047.txt : 20240223 0001137774-24-000047.hdr.sgml : 20240223 20240223142502 ACCESSION NUMBER: 0001137774-24-000047 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 24670148 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SULLIVAN ANDREW F CENTRAL INDEX KEY: 0001795452 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 5TH FLOOR STREET 2: ATTN: REGULATORY FILINGS UNIT CITY: NEWARK STATE: NJ ZIP: 07102 144 1 primary_doc.xml 144 0001795452 XXXXXXXX LIVE 0001137774 PRUDENTIAL FINANCIAL INC 001-16707 751 BROAD ST NEWARK NJ 07102 9738026000 SULLIVAN ANDREW F Officer Common Morgan Stanley Smith Barney LLC Securities

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18246 1978961.00 359000000 02/23/2024 NYSE Common 02/11/2020 Release of Performance Shares Awarded on 2/11/2017 Issuer N 703 02/11/2020 N/A Common 02/14/2023 Release of Performance Shares Awarded on 2/11/2020 Issuer N 6164 02/14/2023 N/A Common 02/13/2024 Release of Performance Shares Awarded on 2/9/21 Issuer N 10739 02/13/2024 N/A Common 11/07/2016 Exercise of stock options granted 02/12/2013 Issuer N 395 11/07/2016 Cashless exercise Common 02/19/2020 Exercise of stock options granted 02/09/2016 Issuer N 245 02/19/2020 Cashless exercise Y 02/23/2024 /s/ Richard Baker, Attorney in Fact for Andrew Sullivan