0001137774-23-000134.txt : 20231214 0001137774-23-000134.hdr.sgml : 20231214 20231214142841 ACCESSION NUMBER: 0001137774-23-000134 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20231214 DATE AS OF CHANGE: 20231214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 231486639 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: TANJI KENNETH CENTRAL INDEX KEY: 0001760674 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 5TH FLOOR STREET 2: ATTN: REGULATORY FILINGS UNIT CITY: NEWARK STATE: NJ ZIP: 07102 144 1 primary_doc.xml 144 0001760674 XXXXXXXX LIVE 0001137774 PRUDENTIAL FINANCIAL INC 001-16707 751 BROAD ST NEWARK NJ 07102 9738026000 TANJI KENNETH Officer Common Morgan Stanley Smith Barney LLC Securities

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23124 2431719.00 361000000 12/14/2023 NYSE Common 12/14/2023 Exercise of Stock Options Granted 2/11/14 Issuer N 5195 12/14/2023 Cashless Exercise Common 12/14/2023 Exercise of Stock Options Granted 2/10/15 Issuer N 9096 12/14/2023 Cashless Exercise Common 12/14/2023 Exercise of Stock Options Granted 2/9/16 Issuer N 8833 12/14/2023 Cashless Exercise Y 12/14/2023 /s/ Richard Baker, Attorney in Fact for Kenneth Tanji