0001137774-23-000042.txt : 20230217 0001137774-23-000042.hdr.sgml : 20230217 20230217133844 ACCESSION NUMBER: 0001137774-23-000042 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230217 DATE AS OF CHANGE: 20230217 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 23641633 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: SULLIVAN ANDREW F CENTRAL INDEX KEY: 0001795452 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 5TH FLOOR STREET 2: ATTN: REGULATORY FILINGS UNIT CITY: NEWARK STATE: NJ ZIP: 07102 144 1 primary_doc.xml 144 0001795452 XXXXXXXX LIVE 0001137774 PRUDENTIAL FINANCIAL INC 001-16707 751 BROAD ST NEWARK NJ 07102 9738026000 SULLIVAN ANDREW F Officer Common ETrade Securities LLC

3 Edison Drive Alpharetta GA 30005

11405 1157949.00 366000000 02/17/2023 NYSE Common 02/12/2019 Release of Performance Shares Awarded on 02/09/2016 Issuer N 1940 02/12/2019 N/A Common 02/13/2021 Release of Performance Shares Awarded on 02/13/2018 Issuer N 1729 02/13/2021 N/A Common 02/12/2022 Release of Performance Shares Awarded on 02/12/2019 Issuer N 1103 02/12/2022 N/A Common 02/12/2022 Release of Performance Shares Awarded on 02/12/2019 Issuer N 1393 02/12/2022 N/A Common 02/14/2023 Release of Performance Shares Awarded on 02/14/2020 Issuer N 5240 02/14/2023 N/A Y 02/17/2023 /S/ Richard Baker, Attorney in Fact for Andrew Sullivan