0001137774-22-000126.txt : 20221122 0001137774-22-000126.hdr.sgml : 20221122 20221122115729 ACCESSION NUMBER: 0001137774-22-000126 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20221122 DATE AS OF CHANGE: 20221122 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 221408902 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: KAPPLER ANN M CENTRAL INDEX KEY: 0001280546 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: PRUDENTIAL FINANCIAL, INC. STREET 2: 751 BROAD STREET, 5TH FLOOR CITY: NEWARK STATE: NJ ZIP: 07102 144 1 primary_doc.xml 144 0001280546 XXXXXXXX LIVE 0001137774 PRUDENTIAL FINANCIAL INC 001-16707 751 BROAD ST NEWARK NJ 07102 9738026000 KAPPLER ANN M Officer Common ETrade Securities LLC

3 Edison Drive Alpharetta GA 30005

3609 389772.00 372000000 11/22/2022 NYSE Common 02/11/2017 Release of Performance Shares Awarded on 2/11/14 Issuer N 493 02/11/2017 N/A Common 02/11/2017 Release of Performance Shares Awarded on 4/15/14 Issuer N 191 02/11/2017 N/A Common 02/10/2018 Release of Performance Shares Awarded on 2/10/15 Issuer N 1186 02/10/2018 N/A Common 11/22/2022 Exercise of Stock Options Granted 4/15/14 Issuer N 223 11/22/2022 Cashless Exercise Common 11/22/2022 Exercise of Stock Options Granted 2/10/15 Issuer N 1516 11/22/2022 Cashless Exercise Y 11/22/2022 /s/ Richard Baker, Attorney in Fact for Ann Kappler