0001137774-22-000123.txt : 20221115 0001137774-22-000123.hdr.sgml : 20221115 20221115163304 ACCESSION NUMBER: 0001137774-22-000123 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20221115 DATE AS OF CHANGE: 20221115 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 221391611 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Axel Robert CENTRAL INDEX KEY: 0001602678 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 5TH FLOOR STREET 2: ATTN.: REGULATORY FILINGS UNIT CITY: NEWARK STATE: NJ ZIP: 07102 144 1 primary_doc.xml 144 0001602678 XXXXXXXX LIVE 0001137774 PRUDENTIAL FINANCIAL INC 001-16707 751 BROAD ST NEWARK NJ 07102 9738026000 Axel Robert Officer Common ETrade Securities LLC

3 Edison Drive Alpharetta GA 30005

12694 1383646.00 372000000 11/15/2022 NYSE Common 02/14/2017 Release of Performance Shares Awarded on 3/11/14 Issuer N 217 02/14/2017 N/A Common 02/16/2017 Exercise of stock options granted 03/11/14 Issuer N 61 02/16/2017 Exercise and sell to cover Common 02/16/2017 Exercise of stock options granted 02/10/15 Issuer N 291 02/16/2017 Exercise and sell to cover Common 02/16/2017 Exercise of stock options granted 02/09/16 Issuer N 262 02/16/2017 Exercise and sell to cover Common 02/13/2018 Release of Performance Shares Awarded on 2/10/15 Issuer N 1218 02/13/2018 N/A Common 02/12/2019 Release of Performance Shares Awarded on 2/9/16 Issuer N 395 02/12/2019 N/A Common 02/11/2020 Release of Performance Shares Awarded on 2/14/17 Issuer N 1018 02/11/2020 N/A Common 02/11/2020 Release of Performance Shares Awarded on 2/14/17 Issuer N 1051 02/11/2020 N/A Common 02/08/2022 Release of Performance Shares Awarded on 2/12/19 Issuer N 730 02/08/2022 N/A Common 02/08/2022 Release of Performance Shares Awarded on 2/12/19 Issuer N 748 02/08/2022 N/A Common 02/28/2022 Release of Restricted Stock Units Awarded 2/9/21 Issuer N 309 02/28/2022 N/A Common 11/15/2022 Exercise of Stock Options Granted 3/11/14 Issuer N 502 11/15/2022 Exercise and sell to cover Common 11/15/2022 Exercise of Stock Options Granted 2/10/15 Issuer N 1685 11/15/2022 Exercise and sell to cover Common 11/15/2022 Exercise of Stock Options Granted 2/9/16 Issuer N 4207 11/15/2022 Exercise and sell to cover Y 11/15/2022 /s/ Richard Baker, Attorney in Fact for Robert Axel