0001137774-18-000101.txt : 20181121
0001137774-18-000101.hdr.sgml : 20181121
20181121140451
ACCESSION NUMBER: 0001137774-18-000101
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181116
FILED AS OF DATE: 20181121
DATE AS OF CHANGE: 20181121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22546
FILM NUMBER: 181197919
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY
CENTRAL INDEX KEY: 0001755924
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22546
FILM NUMBER: 181197920
BUSINESS ADDRESS:
STREET 1: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: (973) 367-5329
MAIL ADDRESS:
STREET 1: 751 BROAD STREET
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ClearBridge Energy Midstream Opportunity Fund Inc.
CENTRAL INDEX KEY: 0001517518
IRS NUMBER: 451474578
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 888-777-0102
MAIL ADDRESS:
STREET 1: 620 EIGHTH AVENUE
STREET 2: 49TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: ClearBridge Energy MLP Opportunity Fund Inc.
DATE OF NAME CHANGE: 20110406
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2018-11-16
0
0001517518
ClearBridge Energy Midstream Opportunity Fund Inc.
EMO
0001137774
PRUDENTIAL FINANCIAL INC
751 BROAD ST
NEWARK
NJ
07102
0
0
1
0
0001755924
PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY
751 BROAD STREET
NEWARK
NJ
07102
0
0
1
0
Series F Mandatory Redeemable Preferred Stock
41
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series G Mandatory Redeemable Preferred Stock
24
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Series G Mandatory Redeemable Preferred Stock
85
I
By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per
(1)Share exchange/replacement by EMO due to ClearBridge American Energy MLP Fund Inc. (ticker: CBA)'s merger into EMO on 11/16/2018.
(2)As grantor of the PICA Hartford Life & Annuity Comfort Trust.
(3)Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Prudential Financial, Inc. By:/s/Hillary Lorenzo, Vice President
2018-11-21
Prudential Legacy Insurance Company of New Jersey By: PGIM, Inc., as Investment Manager By:/s/Christopher Halloran, Vice President
2018-11-21
EX-99
2
exhibit99emo.txt
Exhibit 99
Joint Filing Information
The address of Prudential Financial, Inc. is
751 Broad Street, Newark, NJ 07102.
The address of Prudential Legacy Insurance Company of
New Jersey is 751 Broad Street, Newark, NJ 07102.