0001137774-18-000101.txt : 20181121 0001137774-18-000101.hdr.sgml : 20181121 20181121140451 ACCESSION NUMBER: 0001137774-18-000101 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181116 FILED AS OF DATE: 20181121 DATE AS OF CHANGE: 20181121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22546 FILM NUMBER: 181197919 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY CENTRAL INDEX KEY: 0001755924 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22546 FILM NUMBER: 181197920 BUSINESS ADDRESS: STREET 1: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: (973) 367-5329 MAIL ADDRESS: STREET 1: 751 BROAD STREET CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ClearBridge Energy Midstream Opportunity Fund Inc. CENTRAL INDEX KEY: 0001517518 IRS NUMBER: 451474578 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 888-777-0102 MAIL ADDRESS: STREET 1: 620 EIGHTH AVENUE STREET 2: 49TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: ClearBridge Energy MLP Opportunity Fund Inc. DATE OF NAME CHANGE: 20110406 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2018-11-16 0 0001517518 ClearBridge Energy Midstream Opportunity Fund Inc. EMO 0001137774 PRUDENTIAL FINANCIAL INC 751 BROAD ST NEWARK NJ 07102 0 0 1 0 0001755924 PRUDENTIAL LEGACY INSURANCE CO OF NEW JERSEY 751 BROAD STREET NEWARK NJ 07102 0 0 1 0 Series F Mandatory Redeemable Preferred Stock 41 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Series G Mandatory Redeemable Preferred Stock 24 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Series G Mandatory Redeemable Preferred Stock 85 I By Prudential Legacy Insurance Company of New Jersey, a wholly-owned subsidiary of the Reporting Per (1)Share exchange/replacement by EMO due to ClearBridge American Energy MLP Fund Inc. (ticker: CBA)'s merger into EMO on 11/16/2018. (2)As grantor of the PICA Hartford Life & Annuity Comfort Trust. (3)Preferred stock owned directly by Prudential Legacy Insurance Company of New Jersey, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Prudential Financial, Inc. By:/s/Hillary Lorenzo, Vice President 2018-11-21 Prudential Legacy Insurance Company of New Jersey By: PGIM, Inc., as Investment Manager By:/s/Christopher Halloran, Vice President 2018-11-21 EX-99 2 exhibit99emo.txt Exhibit 99 Joint Filing Information The address of Prudential Financial, Inc. is 751 Broad Street, Newark, NJ 07102. The address of Prudential Legacy Insurance Company of New Jersey is 751 Broad Street, Newark, NJ 07102.