0001137774-17-000123.txt : 20171214 0001137774-17-000123.hdr.sgml : 20171214 20171214164016 ACCESSION NUMBER: 0001137774-17-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171213 FILED AS OF DATE: 20171214 DATE AS OF CHANGE: 20171214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Prudential Retirement Insurance & Annuity Co CENTRAL INDEX KEY: 0001444597 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22409 FILM NUMBER: 171256630 BUSINESS ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 BUSINESS PHONE: (877)778-2100 MAIL ADDRESS: STREET 1: prudentail retirement insurance and Annu STREET 2: 280 Trumbull Street CITY: Hartford STATE: CT ZIP: 06103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22409 FILM NUMBER: 171256631 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TORTOISE MLP FUND, INC. CENTRAL INDEX KEY: 0001490286 IRS NUMBER: 000000000 FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-981-1020 MAIL ADDRESS: STREET 1: 11550 ASH STREET, SUITE 300 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER COMPANY: FORMER CONFORMED NAME: TORTOISE MLP CORP. DATE OF NAME CHANGE: 20100423 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-12-13 0 0001490286 TORTOISE MLP FUND, INC. NTG 0001137774 PRUDENTIAL FINANCIAL INC 751 BROAD ST NEWARK NJ 07102 0 0 1 0 0001444597 Prudential Retirement Insurance & Annuity Co prudentail retirement insurance and Annu 280 Trumbull Street Hartford CT 06103 0 0 1 0 Series E Mandatory Redeemable Preferred Stock 2017-12-13 4 P 0 1600000 25 A 1600000 I By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P 3.18% Senior Notes, Series N, due December 13, 2024 2017-12-13 4 P 0 29000000 29000000 A 29000000 I By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P 3.18% Senior Notes, Series N, due December 13, 2024 2017-12-13 4 P 0 3000000 3000000 A 3000000 I By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company. Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President 2017-12-14 Prudential Retirement Insurance and Annuity Company, By: /s/ Brian N. Thomas, Vice President 2017-12-14 EX-99 2 ex99ntg.txt Exhibit 99 Joint Filing Information The address of Prudential Financial, Inc. is 751 Broad Street, Newark, NJ 07102. The address of Prudential Retirement Insurance and Annuity Company is 280 Trumbull Street, One Commercial Plaza, Hartford, CT 06103.