0001137774-17-000123.txt : 20171214
0001137774-17-000123.hdr.sgml : 20171214
20171214164016
ACCESSION NUMBER: 0001137774-17-000123
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20171213
FILED AS OF DATE: 20171214
DATE AS OF CHANGE: 20171214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Prudential Retirement Insurance & Annuity Co
CENTRAL INDEX KEY: 0001444597
STATE OF INCORPORATION: CT
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22409
FILM NUMBER: 171256630
BUSINESS ADDRESS:
STREET 1: prudentail retirement insurance and Annu
STREET 2: 280 Trumbull Street
CITY: Hartford
STATE: CT
ZIP: 06103
BUSINESS PHONE: (877)778-2100
MAIL ADDRESS:
STREET 1: prudentail retirement insurance and Annu
STREET 2: 280 Trumbull Street
CITY: Hartford
STATE: CT
ZIP: 06103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22409
FILM NUMBER: 171256631
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TORTOISE MLP FUND, INC.
CENTRAL INDEX KEY: 0001490286
IRS NUMBER: 000000000
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-981-1020
MAIL ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
FORMER COMPANY:
FORMER CONFORMED NAME: TORTOISE MLP CORP.
DATE OF NAME CHANGE: 20100423
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-12-13
0
0001490286
TORTOISE MLP FUND, INC.
NTG
0001137774
PRUDENTIAL FINANCIAL INC
751 BROAD ST
NEWARK
NJ
07102
0
0
1
0
0001444597
Prudential Retirement Insurance & Annuity Co
prudentail retirement insurance and Annu
280 Trumbull Street
Hartford
CT
06103
0
0
1
0
Series E Mandatory Redeemable Preferred Stock
2017-12-13
4
P
0
1600000
25
A
1600000
I
By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P
3.18% Senior Notes, Series N, due December 13, 2024
2017-12-13
4
P
0
29000000
29000000
A
29000000
I
By Prudential Retirement Insurance and Annuity Company, a wholly-owned subsidiary of the Reporting P
3.18% Senior Notes, Series N, due December 13, 2024
2017-12-13
4
P
0
3000000
3000000
A
3000000
I
By The Prudential Insurance Company of America, a wholly-owned subsidiary of the Reporting Person
Preferred stock owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
These notes are owned directly by Prudential Retirement Insurance and Annuity Company, a ten percent owner of a class, and indirectly owned by Prudential Financial, Inc., its parent holding company.
Prudential Financial, Inc., By: /s/ Richard Baker, Second Vice President
2017-12-14
Prudential Retirement Insurance and Annuity Company, By: /s/ Brian N. Thomas, Vice President
2017-12-14
EX-99
2
ex99ntg.txt
Exhibit 99
Joint Filing Information
The address of Prudential Financial, Inc. is 751 Broad Street, Newark, NJ 07102.
The address of Prudential Retirement Insurance and Annuity Company is
280 Trumbull Street, One Commercial Plaza, Hartford, CT 06103.