0001127602-24-015485.txt : 20240515
0001127602-24-015485.hdr.sgml : 20240515
20240515164514
ACCESSION NUMBER: 0001127602-24-015485
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240513
FILED AS OF DATE: 20240515
DATE AS OF CHANGE: 20240515
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FALZON ROBERT
CENTRAL INDEX KEY: 0001256465
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16707
FILM NUMBER: 24952057
MAIL ADDRESS:
STREET 1: 751 BROAD STREET, 5TH FLOOR
STREET 2: ATTN.: REGULATORY FILINGS UNIT
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 223703799
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-05-13
0001137774
PRUDENTIAL FINANCIAL INC
PRU
0001256465
FALZON ROBERT
751 BROAD STREET, 5TH FLOOR
ATTN. REGULATORY FILINGS UNIT
NEWARK
NJ
07102
1
EVP and Vice Chairman
0
Common Stock
2024-05-13
4
M
0
66199
93.36
A
263082
D
Common Stock
2024-05-13
4
S
0
60999
118.57
D
202083
D
Common Stock
2024-05-13
4
M
0
74325
95.87
A
276408
D
Common Stock
2024-05-13
4
S
0
69093
118.57
D
207315
D
Common Stock
687
I
By 401(k)
Common Stock
3580
I
By Spouse
2019 Employee Stock Option (Right to Buy)
93.36
2024-05-13
4
M
0
66199
0
D
2029-02-12
Common Stock
66199
0
D
2020 Employee Stock Option (Right to Buy)
95.87
2024-05-13
4
M
0
74325
0
D
2030-02-11
Common Stock
74325
0
D
Following the transactions reported on this Form 4, Mr. Falzon continues to hold 207,315 shares directly and 687 shares indirectly in a 401(k) account. Mr. Falzon also holds an additional 55,453 vested stock options, 50,260 unvested restricted stock units and 217,164 target performance shares (the exact number awarded being dependent on achievement of performance goals).
The options vest in three equal annual installments beginning on February 12, 2020.
The options vest in three equal annual installments beginning on February 11, 2021.
/s/ Richard J. Baker, attorney-in-fact
2024-05-15