0001127602-24-010081.txt : 20240314 0001127602-24-010081.hdr.sgml : 20240314 20240314145934 ACCESSION NUMBER: 0001127602-24-010081 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240312 FILED AS OF DATE: 20240314 DATE AS OF CHANGE: 20240314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN ANDREW F CENTRAL INDEX KEY: 0001795452 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 24749311 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 5TH FLOOR STREET 2: ATTN: REGULATORY FILINGS UNIT CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-03-12 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001795452 SULLIVAN ANDREW F 751 BROAD STREET, 5TH FLOOR ATTN: REGULATORY FILINGS UNIT NEWARK NJ 07102 1 Executive Vice President 0 Common Stock 2024-03-12 4 S 0 667 111.57 D 20709 D Common Stock 2024-03-12 4 S 0 7018 111.57 D 13691 D Common Stock 412 I By 401(k) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.54 to $111.63 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 13,691 shares directly and 412 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 34,073 vested stock options, 22,971 restricted stock units, 7,945 deferred compensation shares, and 99,145 target performance shares (the exact number awarded being dependent on achievement of performance goals). /s/ Danny Fiore, attorney-in-fact 2024-03-14