0001127602-24-010081.txt : 20240314
0001127602-24-010081.hdr.sgml : 20240314
20240314145934
ACCESSION NUMBER: 0001127602-24-010081
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240312
FILED AS OF DATE: 20240314
DATE AS OF CHANGE: 20240314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SULLIVAN ANDREW F
CENTRAL INDEX KEY: 0001795452
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16707
FILM NUMBER: 24749311
MAIL ADDRESS:
STREET 1: 751 BROAD STREET, 5TH FLOOR
STREET 2: ATTN: REGULATORY FILINGS UNIT
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 223703799
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-03-12
0001137774
PRUDENTIAL FINANCIAL INC
PRU
0001795452
SULLIVAN ANDREW F
751 BROAD STREET, 5TH FLOOR
ATTN: REGULATORY FILINGS UNIT
NEWARK
NJ
07102
1
Executive Vice President
0
Common Stock
2024-03-12
4
S
0
667
111.57
D
20709
D
Common Stock
2024-03-12
4
S
0
7018
111.57
D
13691
D
Common Stock
412
I
By 401(k)
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.54 to $111.63 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
Following the transaction reported on this Form 4, Mr. Sullivan continues to hold 13,691 shares directly and 412 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 34,073 vested stock options, 22,971 restricted stock units, 7,945 deferred compensation shares, and 99,145 target performance shares (the exact number awarded being dependent on achievement of performance goals).
/s/ Danny Fiore, attorney-in-fact
2024-03-14