0001127602-24-008294.txt : 20240304 0001127602-24-008294.hdr.sgml : 20240304 20240304185528 ACCESSION NUMBER: 0001127602-24-008294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240229 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowrey Charles F CENTRAL INDEX KEY: 0001512629 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 24717395 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 5TH FLOOR STREET 2: ATTN: REGULATORY FILINGS UNIT CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-29 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001512629 Lowrey Charles F 751 BROAD STREET, 5TH FLOOR ATTN. REGULATORY FILINGS UNIT NEWARK NJ 07102 1 1 1 Chief Executive Officer Chairman of the Board 0 Common Stock 2024-02-29 4 M 0 11565 0 A 176165 D Common Stock 2024-02-29 4 F 0 6124 108.99 D 170041 D Common Stock 2024-02-29 4 M 0 8586 0 A 178627 D Common Stock 2024-02-29 4 F 0 4547 108.99 D 174080 D Common Stock 2024-02-29 4 M 0 10490 0 A 184570 D Common Stock 2024-02-29 4 F 0 5555 108.99 D 179015 D Common Stock 283 I By 401(k) 2021 Restricted Stock Units 2024-02-29 4 M 0 11565 0 D Common Stock 11565 0 D 2022 Restricted Stock Units 0 2024-02-29 4 M 0 8586 0 D Common Stock 8586 8586 D 2023 Restricted Stock Units 0 2024-02-29 4 M 0 10490 0 D Common Stock 10490 20981 D Represents the vesting of previously awarded restricted stock units. Represents shares withheld for the payment of taxes. The Restricted Stock Units convert to common stock on a 1 to 1 basis. The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. /s/ Danny Fiore, attorney-in-fact 2024-03-04