0001127602-24-008287.txt : 20240304 0001127602-24-008287.hdr.sgml : 20240304 20240304185150 ACCESSION NUMBER: 0001127602-24-008287 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240229 FILED AS OF DATE: 20240304 DATE AS OF CHANGE: 20240304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPPLER ANN M CENTRAL INDEX KEY: 0001280546 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 24717370 MAIL ADDRESS: STREET 1: PRUDENTIAL FINANCIAL, INC. STREET 2: 751 BROAD STREET, 5TH FLOOR CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-29 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001280546 KAPPLER ANN M 751 BROAD STREET, 5TH FLR ATTN.: REGULATORY FILINGS UNIT NEWARK NJ 07102 1 EVP and General Counsel 0 Common Stock 2024-02-29 4 M 0 1791 0 A 26172 D Common Stock 2024-02-29 4 F 0 823 108.99 D 25349 D Common Stock 2024-02-29 4 M 0 1649 0 A 26998 D Common Stock 2024-02-29 4 F 0 757 108.99 D 26241 D Common Stock 2024-02-29 4 M 0 2219 0 A 28460 D Common Stock 2024-02-29 4 F 0 1019 108.99 D 27441 D Common Stock 798 I By 401(k) 2021 Restricted Stock Units 2024-02-29 4 M 0 1791 0 D Common Stock 1791 0 D 2022 Restricted Stock Units 0 2024-02-29 4 M 0 1649 0 D Common Stock 1649 1649 D 2023 Restricted Stock Units 0 2024-02-29 4 M 0 2219 0 D Common Stock 2219 4439 D Represents the vesting of previously awarded restricted stock units. Represents shares withheld for the payment of taxes. The Restricted Stock Units convert to common stock on a 1 to 1 basis. The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. /s/ Danny Fiore, attorney-in-fact 2024-03-04