0001127602-24-008287.txt : 20240304
0001127602-24-008287.hdr.sgml : 20240304
20240304185150
ACCESSION NUMBER: 0001127602-24-008287
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240229
FILED AS OF DATE: 20240304
DATE AS OF CHANGE: 20240304
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAPPLER ANN M
CENTRAL INDEX KEY: 0001280546
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16707
FILM NUMBER: 24717370
MAIL ADDRESS:
STREET 1: PRUDENTIAL FINANCIAL, INC.
STREET 2: 751 BROAD STREET, 5TH FLOOR
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 223703799
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-02-29
0001137774
PRUDENTIAL FINANCIAL INC
PRU
0001280546
KAPPLER ANN M
751 BROAD STREET, 5TH FLR
ATTN.: REGULATORY FILINGS UNIT
NEWARK
NJ
07102
1
EVP and General Counsel
0
Common Stock
2024-02-29
4
M
0
1791
0
A
26172
D
Common Stock
2024-02-29
4
F
0
823
108.99
D
25349
D
Common Stock
2024-02-29
4
M
0
1649
0
A
26998
D
Common Stock
2024-02-29
4
F
0
757
108.99
D
26241
D
Common Stock
2024-02-29
4
M
0
2219
0
A
28460
D
Common Stock
2024-02-29
4
F
0
1019
108.99
D
27441
D
Common Stock
798
I
By 401(k)
2021 Restricted Stock Units
2024-02-29
4
M
0
1791
0
D
Common Stock
1791
0
D
2022 Restricted Stock Units
0
2024-02-29
4
M
0
1649
0
D
Common Stock
1649
1649
D
2023 Restricted Stock Units
0
2024-02-29
4
M
0
2219
0
D
Common Stock
2219
4439
D
Represents the vesting of previously awarded restricted stock units.
Represents shares withheld for the payment of taxes.
The Restricted Stock Units convert to common stock on a 1 to 1 basis.
The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
/s/ Danny Fiore, attorney-in-fact
2024-03-04