0001127602-24-007213.txt : 20240227 0001127602-24-007213.hdr.sgml : 20240227 20240227163209 ACCESSION NUMBER: 0001127602-24-007213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240223 FILED AS OF DATE: 20240227 DATE AS OF CHANGE: 20240227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Feeney Caroline CENTRAL INDEX KEY: 0001960842 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 24687450 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 5TH FLOOR STREET 2: ATTN: REGULATORY FILINGS UNIT CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] ORGANIZATION NAME: 02 Finance IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-02-23 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001960842 Feeney Caroline 751 BROAD STREET, 5TH FLOOR ATTN.: REGULATORY FILINGS UNIT NEWARK NJ 07102 1 Executive Vice President 0 Common Stock 2024-02-23 4 M 0 5016 93.36 A 24070 D Common Stock 2024-02-23 4 M 0 7883 95.87 A 31953 D Common Stock 2024-02-23 4 S 0 12899 108.46 D 19054 D Common Stock 7954 I By 401(k) 2019 Employee Stock Option (Right to Buy) 93.36 2024-02-23 4 M 0 5016 0 D 2029-02-12 Common Stock 5016 0 D 2020 Employee Stock Option (Right to Buy) 95.87 2024-02-23 4 M 0 7883 0 D 2030-02-11 Common Stock 7883 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.46 to $108.54 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. Following the transaction reported on this Form 4, Ms. Feeney continues to hold 19,054 shares directly and 7,954 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 6,652 vested stock options, 86,225 restricted stock units, and 73,451 target performance shares (the exact number awarded being dependent on achievement of performance goals). The options vest in three equal annual installments beginning on February 12, 2020. The options vest in three equal annual installments beginning on February 11, 2021. /s/ Richard J. Baker, attorney-in-fact 2024-02-27