0001127602-24-007213.txt : 20240227
0001127602-24-007213.hdr.sgml : 20240227
20240227163209
ACCESSION NUMBER: 0001127602-24-007213
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240223
FILED AS OF DATE: 20240227
DATE AS OF CHANGE: 20240227
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Feeney Caroline
CENTRAL INDEX KEY: 0001960842
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16707
FILM NUMBER: 24687450
MAIL ADDRESS:
STREET 1: 751 BROAD STREET, 5TH FLOOR
STREET 2: ATTN: REGULATORY FILINGS UNIT
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 223703799
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2024-02-23
0001137774
PRUDENTIAL FINANCIAL INC
PRU
0001960842
Feeney Caroline
751 BROAD STREET, 5TH FLOOR
ATTN.: REGULATORY FILINGS UNIT
NEWARK
NJ
07102
1
Executive Vice President
0
Common Stock
2024-02-23
4
M
0
5016
93.36
A
24070
D
Common Stock
2024-02-23
4
M
0
7883
95.87
A
31953
D
Common Stock
2024-02-23
4
S
0
12899
108.46
D
19054
D
Common Stock
7954
I
By 401(k)
2019 Employee Stock Option (Right to Buy)
93.36
2024-02-23
4
M
0
5016
0
D
2029-02-12
Common Stock
5016
0
D
2020 Employee Stock Option (Right to Buy)
95.87
2024-02-23
4
M
0
7883
0
D
2030-02-11
Common Stock
7883
0
D
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.46 to $108.54 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4.
Following the transaction reported on this Form 4, Ms. Feeney continues to hold 19,054 shares directly and 7,954 shares indirectly in a 401(k) account. Ms. Feeney also holds an additional 6,652 vested stock options, 86,225 restricted stock units, and 73,451 target performance shares (the exact number awarded being dependent on achievement of performance goals).
The options vest in three equal annual installments beginning on February 12, 2020.
The options vest in three equal annual installments beginning on February 11, 2021.
/s/ Richard J. Baker, attorney-in-fact
2024-02-27