0001127602-23-029767.txt : 20231218
0001127602-23-029767.hdr.sgml : 20231218
20231218114647
ACCESSION NUMBER: 0001127602-23-029767
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231214
FILED AS OF DATE: 20231218
DATE AS OF CHANGE: 20231218
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TANJI KENNETH
CENTRAL INDEX KEY: 0001760674
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16707
FILM NUMBER: 231492698
MAIL ADDRESS:
STREET 1: 751 BROAD STREET, 5TH FLOOR
STREET 2: ATTN: REGULATORY FILINGS UNIT
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 223703799
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
form4.xml
PRIMARY DOCUMENT
X0508
4
2023-12-14
0001137774
PRUDENTIAL FINANCIAL INC
PRU
0001760674
TANJI KENNETH
751 BROAD STREET, 5TH FLOOR
ATTN: REGULATORY FILINGS UNIT
NEWARK
NJ
07102
1
EVP and CFO
0
Common Stock
2023-12-14
4
M
0
5195
84.53
A
52350
D
Common Stock
2023-12-14
4
M
0
9096
78.08
A
61446
D
Common Stock
2023-12-14
4
M
0
8833
63.59
A
70279
D
Common Stock
2023-12-14
4
S
0
23124
105.14
D
47155
D
Common Stock
50
I
By 401(k)
2014 Employee Stock Option (Right to Buy)
84.53
2023-12-14
4
M
0
5195
0
D
2024-02-11
Common Stock
5195
0
D
2015 Employee Stock Option (Right to Buy)
78.08
2023-12-14
4
M
0
9096
0
D
2025-02-10
Common Stock
9096
0
D
2016 Employee Stock Option (Right to Buy)
63.59
2023-12-14
4
M
0
8833
0
D
2026-02-09
Common Stock
8833
0
D
Following the transactions reported on this Form 4, Mr. Tanji continues to hold 47,155 shares directly and 50 shares indirectly in a 401(k) account. Mr. Tanji also holds an additional 60,385 vested stock options, 18,436 restricted stock units and 84,826 target performance shares (the exact number awarded being dependent on achievement of performance goals).
Amount reported has been adjusted to include 2 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2022, and September 30, 2023, based on a plan statement dated September 30, 2023. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
The options vest in three equal annual installments beginning on February 11, 2015.
The options vest in three equal annual installments beginning on February 10, 2016.
The options vested in three equal annual installments beginning on February 9, 2017.
/s/ Richard J. Baker, attorney-in-fact
2023-12-18