0001127602-23-008459.txt : 20230302 0001127602-23-008459.hdr.sgml : 20230302 20230302175323 ACCESSION NUMBER: 0001127602-23-008459 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TANJI KENNETH CENTRAL INDEX KEY: 0001760674 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 23700665 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 5TH FLOOR STREET 2: ATTN: REGULATORY FILINGS UNIT CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-02-28 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001760674 TANJI KENNETH 751 BROAD STREET, 5TH FLOOR ATTN: REGULATORY FILINGS UNIT NEWARK NJ 07102 1 EVP and CFO Common Stock 2023-02-28 4 M 0 3684 0 A 47659 D Common Stock 2023-02-28 4 F 0 1784 100.00 D 45875 D Common Stock 2023-02-28 4 M 0 2472 0 A 48347 D Common Stock 2023-02-28 4 F 0 1192 100.00 D 47155 D Common Stock 48 I By 401(k) 2021 Restricted Stock Units 2023-02-28 4 M 0 3684 0 D Common Stock 3684 4135 D 2022 Restricted Stock Units 0 2023-02-28 4 M 0 2472 0 D Common Stock 2472 4946 D Represents the vesting of previously awarded restricted stock units. Represents shares withheld for the payment of taxes. The Restricted Stock Units convert to common stock on a 1 to 1 basis. The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. /s/ Danny Fiore, attorney-in-fact 2023-03-02