0001127602-23-008445.txt : 20230302 0001127602-23-008445.hdr.sgml : 20230302 20230302172907 ACCESSION NUMBER: 0001127602-23-008445 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lowrey Charles F CENTRAL INDEX KEY: 0001512629 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 23700443 MAIL ADDRESS: STREET 1: 751 BROAD STREET, 5TH FLOOR STREET 2: ATTN: REGULATORY FILINGS UNIT CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-02-28 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001512629 Lowrey Charles F 751 BROAD STREET, 5TH FLOOR ATTN. REGULATORY FILINGS UNIT NEWARK NJ 07102 1 1 1 Chief Executive Officer Chairman of the Board Common Stock 2023-02-28 4 M 0 11564 0 A 121181 D Common Stock 2023-02-28 4 F 0 6124 100.00 D 119096 D Common Stock 2023-02-28 4 M 0 8585 0 A 125220 D Common Stock 2023-02-28 4 F 0 4546 100.00 D 116635 D Common Stock 269 I By 401(k) 2021 Restricted Stock Units 2023-02-28 4 M 0 11564 0 D Common Stock 11564 11565 D 2022 Restricted Stock Units 0 2023-02-28 4 M 0 8585 0 D Common Stock 8585 17172 D Represents the vesting of previously awarded restricted stock units. Represents shares withheld for the payment of taxes. The Restricted Stock Units convert to common stock on a 1 to 1 basis. The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. /s/ Richard J. Baker, attorney-in-fact 2023-03-02