0001127602-23-008441.txt : 20230302
0001127602-23-008441.hdr.sgml : 20230302
20230302172651
ACCESSION NUMBER: 0001127602-23-008441
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230228
FILED AS OF DATE: 20230302
DATE AS OF CHANGE: 20230302
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KAPPLER ANN M
CENTRAL INDEX KEY: 0001280546
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16707
FILM NUMBER: 23700412
MAIL ADDRESS:
STREET 1: PRUDENTIAL FINANCIAL, INC.
STREET 2: 751 BROAD STREET, 5TH FLOOR
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 223703799
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-02-28
0001137774
PRUDENTIAL FINANCIAL INC
PRU
0001280546
KAPPLER ANN M
751 BROAD STREET, 5TH FLR
ATTN.: REGULATORY FILINGS UNIT
NEWARK
NJ
07102
1
EVP and General Counsel
Common Stock
2023-02-28
4
M
0
1791
0
A
13755
D
Common Stock
2023-02-28
4
F
0
553
100.00
D
12694
D
Common Stock
2023-02-28
4
M
0
1648
0
A
14342
D
Common Stock
2023-02-28
4
F
0
508
100.00
D
13247
D
Common Stock
757
I
By 401(k)
2021 Restricted Stock Units
2023-02-28
4
M
0
1791
0
D
Common Stock
1791
1791
D
2022 Restricted Stock Units
0
2023-02-28
4
M
0
1648
0
D
Common Stock
1648
3298
D
Represents the vesting of previously awarded restricted stock units.
Represents shares withheld for the payment of taxes.
The Restricted Stock Units convert to common stock on a 1 to 1 basis.
The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.
The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
/s/ Richard J. Baker, attorney-in-fact
2023-03-02