0001127602-23-008441.txt : 20230302 0001127602-23-008441.hdr.sgml : 20230302 20230302172651 ACCESSION NUMBER: 0001127602-23-008441 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230228 FILED AS OF DATE: 20230302 DATE AS OF CHANGE: 20230302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAPPLER ANN M CENTRAL INDEX KEY: 0001280546 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16707 FILM NUMBER: 23700412 MAIL ADDRESS: STREET 1: PRUDENTIAL FINANCIAL, INC. STREET 2: 751 BROAD STREET, 5TH FLOOR CITY: NEWARK STATE: NJ ZIP: 07102 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC CENTRAL INDEX KEY: 0001137774 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 223703799 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 BUSINESS PHONE: 9738026000 MAIL ADDRESS: STREET 1: 751 BROAD ST CITY: NEWARK STATE: NJ ZIP: 07102 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2023-02-28 0001137774 PRUDENTIAL FINANCIAL INC PRU 0001280546 KAPPLER ANN M 751 BROAD STREET, 5TH FLR ATTN.: REGULATORY FILINGS UNIT NEWARK NJ 07102 1 EVP and General Counsel Common Stock 2023-02-28 4 M 0 1791 0 A 13755 D Common Stock 2023-02-28 4 F 0 553 100.00 D 12694 D Common Stock 2023-02-28 4 M 0 1648 0 A 14342 D Common Stock 2023-02-28 4 F 0 508 100.00 D 13247 D Common Stock 757 I By 401(k) 2021 Restricted Stock Units 2023-02-28 4 M 0 1791 0 D Common Stock 1791 1791 D 2022 Restricted Stock Units 0 2023-02-28 4 M 0 1648 0 D Common Stock 1648 3298 D Represents the vesting of previously awarded restricted stock units. Represents shares withheld for the payment of taxes. The Restricted Stock Units convert to common stock on a 1 to 1 basis. The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022. The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. /s/ Richard J. Baker, attorney-in-fact 2023-03-02