0001127602-23-005542.txt : 20230216
0001127602-23-005542.hdr.sgml : 20230216
20230216162653
ACCESSION NUMBER: 0001127602-23-005542
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230214
FILED AS OF DATE: 20230216
DATE AS OF CHANGE: 20230216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alziari Lucien
CENTRAL INDEX KEY: 0001303114
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16707
FILM NUMBER: 23638849
MAIL ADDRESS:
STREET 1: AVON PRODUCTS, INC.
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 223703799
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2023-02-14
0001137774
PRUDENTIAL FINANCIAL INC
PRU
0001303114
Alziari Lucien
751 BROAD STREET, 5TH FLOOR
ATTN: REGULATORY FILINGS UNIT
NEWARK
NJ
07102
1
Executive Vice President
Common Stock
2023-02-14
4
M
0
12646
0
A
31250
D
Common Stock
2023-02-14
4
F
0
4079
103.27
D
27171
D
2023 Restricted Stock Units
0
2023-02-14
4
A
0
6658
0
A
Common Stock
6658
6658
D
2023 Performance Shares
0
2023-02-14
4
A
0
19972
0
A
Common Stock
19972
19972
D
2020 Performance Share
2023-02-14
4
M
0
14082
0
D
Common Stock
14082
0
D
The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period.
Represents shares withheld for the payment of taxes.
The Restricted Stock Units convert to common stock on a 1 to 1 basis.
The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
The performance shares convert to common stock on a 1 to 1 basis.
Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.
/s/ Richard J. Baker, attorney-in-fact
2023-02-16