0001127602-22-004985.txt : 20220215
0001127602-22-004985.hdr.sgml : 20220215
20220215161230
ACCESSION NUMBER: 0001127602-22-004985
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220211
FILED AS OF DATE: 20220215
DATE AS OF CHANGE: 20220215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lowrey Charles F
CENTRAL INDEX KEY: 0001512629
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-16707
FILM NUMBER: 22639294
MAIL ADDRESS:
STREET 1: 751 BROAD STREET, 5TH FLOOR
STREET 2: ATTN: REGULATORY FILINGS UNIT
CITY: NEWARK
STATE: NJ
ZIP: 07102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PRUDENTIAL FINANCIAL INC
CENTRAL INDEX KEY: 0001137774
STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311]
IRS NUMBER: 223703799
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
BUSINESS PHONE: 9738026000
MAIL ADDRESS:
STREET 1: 751 BROAD ST
CITY: NEWARK
STATE: NJ
ZIP: 07102
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2022-02-11
0001137774
PRUDENTIAL FINANCIAL INC
PRU
0001512629
Lowrey Charles F
751 BROAD STREET, 5TH FLOOR
ATTN. REGULATORY FILINGS UNIT
NEWARK
NJ
07102
1
1
1
Chief Executive Officer
Chairman of the Board
Common Stock
2022-02-11
4
S
0
28000
119.90
D
81876
D
Common Stock
255
I
By 401(k)
The price reported in Column 4 is a weighted average price. These shares were bought in multiple transactions at prices ranging from $119.71 to $120.20, inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in footnote (1) to this Form 4.
Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 81,876 shares directly and 255 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 213,253 vested stock options, 31,157 unvested stock options, 60,450 restricted stock units, and 233,293 target performance shares (the exact number awarded being dependent on achievement of performance goals).
/s/ Danny Fiore, attorney-in-fact
2022-02-15